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Jul 21, 2020, 13:54 ET Provincial Court finds Ronald James Aitkens guilty of fraud and misrepresentations

CALGARY, AB, July 21, 2020 /CNW/ - The Provincial Court of Alberta has found Ronald James Aitkens guilty of one count of fraud and another count of making false or misleading statements in an...


Jun 29, 2020, 12:15 ET Investor Alert: ASC warns public about Claim Central

CALGARY, June 29, 2020 /CNW/ - The Alberta Securities Commission (ASC) is warning Alberta investors to exercise extreme caution with Claim Central (CC), a company purportedly working to recover...


Jun 29, 2020, 08:45 ET ASC orders temporary trading halt against SoftLab9 Software Solutions Inc.

CALGARY, AB, June 29, 2020 /CNW/ - The Alberta Securities Commission (ASC) has issued a 15-day halt trade order that stops all trading in securities and derivatives of SoftLab9 Software Solutions Inc....


Jun 25, 2020, 11:00 ET ASC alleges Saint Jean Carbon Inc. and Paul Anthony Ogilvie breached Alberta securities laws

CALGARY, AB, June 25, 2020 /CNW/ - The Alberta Securities Commission (ASC) has issued a Notice of Hearing alleging that Saint Jean Carbon Inc. and its CEO, Paul Anthony Ogilvie (Ogilvie) made...


Jun 19, 2020, 11:40 ET ASC finds Kenton Roy Rustulka liable for breaches of Alberta securities laws

CALGARY, AB, June 19, 2020 /CNW/ - The Alberta Securities Commission (ASC) has issued a decision with respect to Kenton Roy Rustulka, finding him liable for breaches of his "know your client" (KYC)...


Jun 10, 2020, 10:39 ET ASC sanctions Douglas Alexander Whyte and Brian Michael Jones for breaching Alberta securities laws

CALGARY, June 10, 2020 /CNW/ - The Alberta Securities Commission (ASC) has sanctioned Douglas Alexander Whyte and Brian Michael Jones for breaching Alberta securities laws. Whyte, Jones and Imagine...


Jun 05, 2020, 11:00 ET ASC alleges former Edmonton resident Shane Courtney Ward breached Alberta securities laws

CALGARY, AB, June 5, 2020 /CNW/ - The Alberta Securities Commission (ASC) has issued a Notice of Hearing alleging that Shane Courtney Ward (Ward) engaged in illegal distributions, made...


Jun 03, 2020, 11:00 ET ASC encourages greater financial awareness during Seniors Month

One-third of Albertans 55+ believe they have been approached with a potential fraud through someone they know CALGARY, June 3, 2020 /CNW/ - The Alberta Securities Commission (ASC) has launched a...


May 26, 2020, 11:19 ET Undertakings entered into by Candeo Growth Solutions Inc. and FoodChek Systems Inc.

CALGARY, May 26, 2020 /CNW/ - The Alberta Securities Commission (ASC) announced today that it has received Undertakings from Candeo Growth Solutions Inc. (Candeo) and FoodChek Systems Inc....


May 13, 2020, 10:30 ET Jay Modi, Arti Modi and Rajeeve Singh settle with ASC for misleading investors in OmniArch Capital Corporation

CALGARY, May 13, 2020 /CNW/ - The Alberta Securities Commission (ASC) has concluded a Settlement Agreement and Undertaking with Jay Modi, Arti Modi, Rajeeve Singh and others for making misleading...


Apr 08, 2020, 23:30 ET Investor Alert: Aggressive stock promotion exploits fears of coronavirus recession

VANCOUVER AND CALGARY, April 8, 2020 /CNW/ - The British Columbia Securities Commission (BCSC) and the Alberta Securities Commission (ASC) are warning the public to exercise extreme caution about...


Mar 27, 2020, 11:00 ET Investor Alert: ASC warns public about work from home scams during COVID-19 crisis

CALGARY, March 27, 2020 /CNW/ - The Alberta Securities Commission (ASC) is warning Alberta investors about potentially fraudulent ads by companies offering opportunities to work from home as traders...


Mar 09, 2020, 08:40 ET ASC Reports that 75 Per Cent of Albertans Feel Confident in Protecting Themselves Against Investment Fraud Yet Many Can't Spot Common Signs

February 2020 Survey Results Reveal Albertans Struggle to Identify Red Flags CALGARY, March 9, 2020 /CNW/ - Albertans cannot protect themselves against investment fraud if they do not know the signs. ...


Mar 04, 2020, 15:22 ET ASC issues Notice of Hearing against Jan Gregory Cerato for illegal distributions of investments involving cryptocurrencies

CALGARY, March 4, 2020 /CNW/ - The Alberta Securities Commission (ASC) has issued a Notice of Hearing alleging that Jan Gregory Cerato, also known as Jan Strzepka, engaged in illegal distributions of ...


Feb 14, 2020, 10:53 ET JSOT criminally charges Nicholas John Felgate with fraud and money laundering

CALGARY, Feb. 14, 2020 /CNW/ - The Alberta Securities Commission (ASC) and the Alberta RCMP announced today that Nicholas (Nick) John Felgate of Rockyview, Alberta has been charged with nine offences ...


Jan 30, 2020, 13:12 ET ASC reciprocates criminal fraud conviction against Marie Louise LaFramboise

CALGARY, Jan. 30, 2020 /CNW/ - The Alberta Securities Commission (ASC) has issued a reciprocal order with respect to Marie Louise LaFramboise, who was convicted of one count of fraud over $5,000...


Jan 20, 2020, 11:45 ET Offshore firm settles with the ASC for unregistered trading

CALGARY, Jan. 20, 2020 /CNW/ - The Alberta Securities Commission (ASC) has concluded a Settlement Agreement with Ava Trade Ltd. (Ava Trade), a company based in the British Virgin Islands, for acting...


Jan 09, 2020, 13:46 ET Exempt market dealer agrees to settlement

CALGARY, Jan. 9, 2020 /CNW/ - The Alberta Securities Commission (ASC) has concluded a Compliance Settlement Agreement with Northern Alliance Financial Corporation (Northern Alliance). Northern...


Jan 08, 2020, 10:00 ET Alberta Securities Commission warns investors of top investment risks for 2020

CALGARY, Jan. 8, 2020 /CNW/ - A new year brings new investment opportunities, and investing is a great way for Albertans to achieve their financial and retirement goals. Some investments, however,...


Nov 19, 2019, 11:15 ET Former Medicine Hat registered representative settles with the ASC for unregistered advising

CALGARY, Nov. 19, 2019 /CNW/ - The Alberta Securities Commission (ASC) has concluded a Settlement Agreement and Undertaking with Sherry Jean Dalla-Longa of Medicine Hat, a former registered...


Nov 14, 2019, 16:08 ET ASC sanctions Brian Kitts and Vesta Capcorp Inc. for fraud

CALGARY, Nov. 14, 2019 /CNW/ - The Alberta Securities Commission (ASC) has sanctioned Brian Arthur Kitts and Vesta Capcorp Inc. (Vesta) for perpetrating a fraud on investors. An ASC panel previously...


Nov 12, 2019, 12:46 ET Calgary man settles with ASC for market manipulation

CALGARY, Nov. 12, 2019 /CNW/ - The Alberta Securities Commission (ASC) has concluded a Settlement Agreement and Undertaking with Calgary area lawyer John Charles Zang for breaches of Alberta...


Nov 07, 2019, 11:00 ET ASC appoints new Chief Accountant and Chief Financial Officer

CALGARY, Nov. 7, 2019 /CNW/ - The Alberta Securities Commission (ASC) today announced the appointment of Cheryl McGillivray as Chief Accountant and Chief Financial Officer. Ms. McGillivray will lead...


Nov 06, 2019, 11:00 ET Alberta Securities Commission encourages Albertans to know their ABCs

Financial Literacy Month focuses on informed investing CALGARY, Nov. 6, 2019 /CNW/ - November is Financial Literacy Month, a time when the Alberta Securities Commission (ASC) encourages Albertans to...


Oct 31, 2019, 18:44 ET ASC panel dismisses allegations against Proforma Capital Inc. and related parties

CALGARY, Oct. 31, 2019 /CNW/ - An Alberta Securities Commission (ASC) panel has dismissed allegations of misrepresentation and fraud against Robert Joseph Frost, Joseph Antonio (Anthony) Francese,...