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CALGARY, AB, June 29, 2020 /CNW/ - The Alberta Securities Commission (ASC) has issued a 15-day halt trade order that stops all trading in securities and derivatives of SoftLab9 Software Solutions Inc....
CALGARY, AB, June 25, 2020 /CNW/ - The Alberta Securities Commission (ASC) has issued a Notice of Hearing alleging that Saint Jean Carbon Inc. and its CEO, Paul Anthony Ogilvie (Ogilvie) made...
CALGARY, AB, June 19, 2020 /CNW/ - The Alberta Securities Commission (ASC) has issued a decision with respect to Kenton Roy Rustulka, finding him liable for breaches of his "know your client" (KYC)...
CALGARY, June 10, 2020 /CNW/ - The Alberta Securities Commission (ASC) has sanctioned Douglas Alexander Whyte and Brian Michael Jones for breaching Alberta securities laws. Whyte, Jones and Imagine...
CALGARY, AB, June 5, 2020 /CNW/ - The Alberta Securities Commission (ASC) has issued a Notice of Hearing alleging that Shane Courtney Ward (Ward) engaged in illegal distributions, made...
One-third of Albertans 55+ believe they have been approached with a potential fraud through someone they know CALGARY, June 3, 2020 /CNW/ - The Alberta Securities Commission (ASC) has launched a...
CALGARY, May 26, 2020 /CNW/ - The Alberta Securities Commission (ASC) announced today that it has received Undertakings from Candeo Growth Solutions Inc. (Candeo) and FoodChek Systems Inc....
CALGARY, May 13, 2020 /CNW/ - The Alberta Securities Commission (ASC) has concluded a Settlement Agreement and Undertaking with Jay Modi, Arti Modi, Rajeeve Singh and others for making misleading...
VANCOUVER AND CALGARY, April 8, 2020 /CNW/ - The British Columbia Securities Commission (BCSC) and the Alberta Securities Commission (ASC) are warning the public to exercise extreme caution about...
CALGARY, March 27, 2020 /CNW/ - The Alberta Securities Commission (ASC) is warning Alberta investors about potentially fraudulent ads by companies offering opportunities to work from home as traders...
February 2020 Survey Results Reveal Albertans Struggle to Identify Red Flags CALGARY, March 9, 2020 /CNW/ - Albertans cannot protect themselves against investment fraud if they do not know the signs. ...
CALGARY, March 4, 2020 /CNW/ - The Alberta Securities Commission (ASC) has issued a Notice of Hearing alleging that Jan Gregory Cerato, also known as Jan Strzepka, engaged in illegal distributions of ...
CALGARY, Feb. 14, 2020 /CNW/ - The Alberta Securities Commission (ASC) and the Alberta RCMP announced today that Nicholas (Nick) John Felgate of Rockyview, Alberta has been charged with nine offences ...
CALGARY, Jan. 30, 2020 /CNW/ - The Alberta Securities Commission (ASC) has issued a reciprocal order with respect to Marie Louise LaFramboise, who was convicted of one count of fraud over $5,000...
CALGARY, Jan. 20, 2020 /CNW/ - The Alberta Securities Commission (ASC) has concluded a Settlement Agreement with Ava Trade Ltd. (Ava Trade), a company based in the British Virgin Islands, for acting...
CALGARY, Jan. 9, 2020 /CNW/ - The Alberta Securities Commission (ASC) has concluded a Compliance Settlement Agreement with Northern Alliance Financial Corporation (Northern Alliance). Northern...
CALGARY, Jan. 8, 2020 /CNW/ - A new year brings new investment opportunities, and investing is a great way for Albertans to achieve their financial and retirement goals. Some investments, however,...
CALGARY, Nov. 19, 2019 /CNW/ - The Alberta Securities Commission (ASC) has concluded a Settlement Agreement and Undertaking with Sherry Jean Dalla-Longa of Medicine Hat, a former registered...
CALGARY, Nov. 14, 2019 /CNW/ - The Alberta Securities Commission (ASC) has sanctioned Brian Arthur Kitts and Vesta Capcorp Inc. (Vesta) for perpetrating a fraud on investors. An ASC panel previously...
CALGARY, Nov. 12, 2019 /CNW/ - The Alberta Securities Commission (ASC) has concluded a Settlement Agreement and Undertaking with Calgary area lawyer John Charles Zang for breaches of Alberta...
CALGARY, Nov. 7, 2019 /CNW/ - The Alberta Securities Commission (ASC) today announced the appointment of Cheryl McGillivray as Chief Accountant and Chief Financial Officer. Ms. McGillivray will lead...
Financial Literacy Month focuses on informed investing CALGARY, Nov. 6, 2019 /CNW/ - November is Financial Literacy Month, a time when the Alberta Securities Commission (ASC) encourages Albertans to...
CALGARY, Oct. 31, 2019 /CNW/ - An Alberta Securities Commission (ASC) panel has dismissed allegations of misrepresentation and fraud against Robert Joseph Frost, Joseph Antonio (Anthony) Francese,...
Panel discussions included sessions on collaborative enforcement, energizing Alberta's capital market and the future of Canadian energy CALGARY, Oct. 23, 2019 /CNW/ - As part of the theme New...
CALGARY, Oct. 9, 2019 /CNW/ - The Alberta Securities Commission (ASC) has issued an Interim Order against Logan Keith Shaw. The Interim Order requires Shaw to cease trading in all securities and...
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