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Sep 12, 2019, 17:30 ET BCSC reaches settlement with Richmond man for selling shares without prospectus

VANCOUVER, Sept. 12, 2019 /CNW/ - The British Columbia Securities Commission (BCSC) has reached a settlement agreement with a Richmond man who admitted to illegally selling shares of his company....


Jul 25, 2019, 16:00 ET Capital-raising by B.C. companies grows 27 per cent in 2018

VANCOUVER, July 25, 2019 /CNW/ - The number of British Columbia-based companies listed on one of the Canadian exchanges grew 10 per cent in 2018, according to a new report from the British Columbia...


Jul 19, 2019, 13:00 ET BCSC reaches settlement with Genus Capital over misuse of soft dollars

VANCOUVER, July 19, 2019 /CNW/ - The British Columbia Securities Commission (BCSC) has reached a settlement with Genus Capital Management Inc. for misusing client brokerage commissions. As part of...


Jul 16, 2019, 12:45 ET Burnaby woman charged with violating BCSC order

VANCOUVER, July 16, 2019 /CNW/ - A woman from Burnaby has been charged with violating the Securities Act after an investigation by the Criminal Investigations Branch of the British Columbia...


Jul 04, 2019, 13:00 ET BCSC panel imposes market bans and monetary sanctions on B.C. man and his companies for facilitating securities trades without being registered

VANCOUVER, July 4, 2019 /CNW/ - A British Columbia Securities Commission (BCSC) panel has temporarily banned a B.C. man and two companies from the securities market and has imposed a total of...


Jun 26, 2019, 13:00 ET Former Surrey man charged with criminal fraud

VANCOUVER, June 26, 2019 /CNW/ - An investigation by the British Columbia Securities Commission (BCSC) has led to a former Surrey man being charged under the Criminal Code with fraud over $5,000,...


Jun 24, 2019, 13:30 ET Investor Alert for Weizhen Tang

VANCOUVER, June 24, 2019 /CNW/ - The British Columbia Securities Commission (BCSC) is alerting investors that convicted fraudster Weizhen Tang is not registered to sell securities in B.C. Tang was...


Jun 10, 2019, 17:00 ET Fraser Valley man penalized for committing fraud

VANCOUVER, June 10, 2019 /CNW/ - A panel of the British Columbia Securities Commission (BCSC) has imposed a $350,000 administrative penalty on William Wade Furman who deceived investors about his...


Jun 05, 2019, 19:20 ET BCSC reaches settlement with company named in the matter of re Bridgemark Financial

VANCOUVER, June 5, 2019 /CNW/ - The British Columbia Securities Commission (BCSC) has reached a settlement agreement with a cannabis company that participated in conduct that is abusive to B.C.'s...


Jun 03, 2019, 17:00 ET B.C. residents and Nevada-based company breached cease trade order and made misrepresentations

VANCOUVER, June 3, 2019 /CNW/ - A British Columbia Securities Commission (BCSC) panel has found that three B.C. residents and a Nevada-based green energy company breached a cease trade order of the...


May 29, 2019, 19:00 ET BCSC panel extends temporary orders

VANCOUVER, May 29, 2019 /CNW/ - A British Columbia Securities Commission (BCSC) panel has extended temporary prohibitions that were previously imposed on several individuals, companies and issuers in ...


May 27, 2019, 13:00 ET Investor Alert: High-pressure phone calls for a B.C. investment

VANCOUVER, May 27, 2019 /CNW/ - The British Columbia Securities Commission (BCSC) is warning the public to exercise extreme caution about unsolicited phone calls promoting an investment in a...


May 22, 2019, 13:00 ET BCSC wins in U.S. court to enforce order against fraudster

VANCOUVER, May 22, 2019 /CNW/ - The British Columbia Securities Commission (BCSC) has won a victory in a Nevada court this week to enforce a $21.7-million order against fraudster Michael Lathigee –...


May 01, 2019, 13:00 ET New commissioners appointed to British Columbia Securities Commission

VANCOUVER, May 1, 2019 /CNW/ - Four new commissioners – Deborah Abbey, Deborah Armour, James Kershaw and Marion Shaw – have been appointed to the board of the British Columbia Securities Commission...


Apr 30, 2019, 17:00 ET Next steps: GFIN Cross-border testing pilot

VANCOUVER, April 30, 2019 /CNW/ - The Global Financial Innovation Network (GFIN), of which the British Columbia Securities Commission (BCSC) is a member, is moving ahead with its next step in...


Apr 30, 2019, 12:30 ET BCSC panel finds that three B.C. men and two B.C. companies committed fraud

VANCOUVER, April 30, 2019 /CNW/ - A British Columbia Securities Commission (BCSC) panel has found that three B.C. men and two mortgage investment companies committed fraud against investors by...


Apr 26, 2019, 13:00 ET BCSC takes on direct oversight of Canadian Securities Exchange

VANCOUVER, April 26, 2019 /CNW/ - The British Columbia Securities Commission (BCSC) will join the Ontario Securities Commission in overseeing the Canadian Securities Exchange (CSE), bringing the...


Apr 25, 2019, 17:00 ET BCSC reaches settlement over illegal trading

VANCOUVER, April 25, 2019 /CNW/ - The British Columbia Securities Commission (BCSC) has reached a settlement agreement with a B.C. man who helped an issuer raise funds without being registered. Lyle...


Apr 09, 2019, 17:09 ET Mining company CEO penalized for false or misleading statements

VANCOUVER, April 9, 2019 /CNW/ - A panel of the British Columbia Securities Commission (BCSC) has imposed a $150,000 penalty on the president and chief executive officer of Mountainstar Gold Inc. for ...


Apr 03, 2019, 14:00 ET BCSC imposes market ban for concealing involvement in shell companies

VANCOUVER, April 3, 2019 /CNW/ - A British Columbia Securities Commission (BCSC) panel has imposed a market ban on a man after finding that he engaged in conduct that was abusive to the capital...


Apr 03, 2019, 13:00 ET Fraser Valley man commits fraud

VANCOUVER, April 3, 2019 /CNW/ - A British Columbia Securities Commission (BCSC) panel has found that a B.C. man who has never been registered under the Securities Act committed fraud when he raised...


Mar 13, 2019, 12:30 ET Vancouver man sentenced to jail for securities crimes and skipping trial

VANCOUVER, March 13, 2019 /CNW/ - A man arrested in Toronto last year after not appearing for trial on B.C. Securities Act charges has been sentenced to 15 months in jail. Won Sang Shen "Craig" Cho...


Mar 11, 2019, 13:00 ET BCSC imposes penalties and market bans for market manipulation

VANCOUVER, March 11, 2019 /CNW/ - A British Columbia Securities Commission (BCSC) panel has imposed penalties and market bans on three people and a Swiss wealth management firm after finding they...


Mar 05, 2019, 12:30 ET Most B.C. residents overlook at least one warning sign of investment fraud

VANCOUVER, March 5, 2019 /CNW/ - Fewer than half of British Columbians recognize all of the warning signs of investment fraud, according to a new study commissioned by the British Columbia Securities ...


Mar 04, 2019, 12:00 ET B.C. man sentenced to three months for violating BCSC order

VANCOUVER, March 4, 2019 /CNW/ - A Port Moody man was sentenced February 28 in Surrey Provincial Court to three months in prison for violating a permanent ban on capital market activities. Rui...