Mutual Fund Dealers Association of Canada

The Mutual Fund Dealers Association of Canada (MFDA) is the national self-regulatory organization (SRO) for the distribution side of the Canadian mutual fund industry. 

It was established in June 1998 at the initiative of the Canadian Securities Administrators. The MFDA regulates the operations, standards of practice and business conduct of its Members and their representatives with a mandate to enhance investor protection and strengthen public confidence in the Canadian mutual fund industry.

Industries:
Financial Services|Mutual Funds

Latest

May 24, 2019, 15:58 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Zichao Wu

TORONTO, May 24, 2019 /CNW/ - A Hearing Panel of the Pacific Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 24, 2019...


May 23, 2019, 18:07 ET MFDA Hearing Panel issues Reasons for Decision in the matter of David Fredrickson

TORONTO, May 23, 2019 /CNW/ - A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 23, 2019...


May 23, 2019, 18:03 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Byron Briske

TORONTO, May 23, 2019 /CNW/ - A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 23, 2019...


May 22, 2019, 16:30 ET MFDA announces disciplinary proceeding in respect of Jesse Vu

TORONTO, May 22, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of Jesse Vu ("Respondent"). In its Notice of Hearing dated May...


May 22, 2019, 15:46 ET MFDA Hearing Panel issues Reasons for Decision in the matter of John Lucescu

TORONTO, May 22, 2019 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 22, 2019...


May 22, 2019, 15:44 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Nand Gusain

TORONTO, May 22, 2019 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 17, 2019...


May 17, 2019, 13:12 ET MFDA Hearing Panel approves settlement agreement with Investors Group Financial Services Inc.

TORONTO, May 17, 2019 /CNW/ - A settlement hearing in the matter of Investors Group Financial Services Inc. ("Respondent") was held today in Toronto, Ontario before a three-member Hearing Panel of...


May 16, 2019, 16:31 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Howard Arcand

TORONTO, May 16, 2019 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 15, 2019...


May 16, 2019, 16:30 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Scott Boassaly

TORONTO, May 16, 2019 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 15, 2019...


May 16, 2019, 16:29 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Shaun Collier

TORONTO, May 16, 2019 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 15, 2019...


May 16, 2019, 16:05 ET MFDA Hearing Panel issues Reasons for Decision in the matter of David Hucul

TORONTO, May 16, 2019 /CNW/ - A Hearing Panel of the Pacific Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 15, 2019...


May 16, 2019, 15:50 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Emily Yu

TORONTO, May 16, 2019 /CNW/ - A Hearing Panel of the Pacific Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 15, 2019...


May 15, 2019, 10:02 ET MFDA issues Notice of Settlement Hearing in respect of Investors Group Financial Services Inc.

TORONTO, May 15, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") announced that it has issued a Notice of Settlement Hearing dated May 14, 2019 regarding the presentation, review...


May 14, 2019, 17:40 ET MFDA announces disciplinary proceeding in respect of Derek Chapman

TORONTO, May 14, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of Derek Chapman ("Respondent"). In its Notice of Hearing dated...


May 14, 2019, 17:28 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Shafique Hirani

TORONTO, May 14, 2019 /CNW/ - A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 13, 2019...


May 09, 2019, 16:57 ET MFDA Hearing Panel makes findings and imposes sanctions against Daniel Botha

TORONTO, May 9, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Daniel Phillipus Botha ("Respondent") by Notice of Hearing dated...


May 09, 2019, 16:45 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Tobias Terrill

TORONTO, May 9, 2019 /CNW/ - A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 9, 2019 ("Reasons...


May 09, 2019, 16:41 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Ryan Corcoran

TORONTO, May 9, 2019 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 9, 2019 ("Reasons...


May 08, 2019, 19:00 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Joseph Sask

TORONTO, May 8, 2019 /CNW/ - A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 8, 2019 ("Reasons...


May 08, 2019, 18:59 ET MFDA Hearing Panel issues Reasons for Decision in the matter of William Joe Yau Chan

TORONTO, May 8, 2019 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 7, 2019 ("Reasons...


May 08, 2019, 18:57 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Robert Copland

TORONTO, May 8, 2019 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 7, 2019 ("Reasons...


May 08, 2019, 18:56 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Shah Financial Planning Inc.

TORONTO, May 8, 2019 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 7, 2019 ("Reasons...


May 07, 2019, 16:06 ET MFDA Hearing Panel approves settlement agreement with Yvonne Chan

TORONTO, May 7, 2019 /CNW/ - A settlement hearing in the matter of Yvonne Yat Sim Chan ("Respondent") was held today in Toronto, Ontario before a three-member Hearing Panel of the Central Regional...


May 07, 2019, 16:02 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Patrick Lumbers

TORONTO, May 7, 2019 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated May 6, 2019 ("Reasons...


May 06, 2019, 18:23 ET MFDA announces disciplinary proceeding in respect of Raymond Zamrykut

TORONTO, May 6, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of Raymond John Zamrykut ("Respondent"). In its Notice of Hearing ...