Mutual Fund Dealers Association of Canada

The Mutual Fund Dealers Association of Canada (MFDA) is the national self-regulatory organization (SRO) for the distribution side of the Canadian mutual fund industry. 

It was established in June 1998 at the initiative of the Canadian Securities Administrators. The MFDA regulates the operations, standards of practice and business conduct of its Members and their representatives with a mandate to enhance investor protection and strengthen public confidence in the Canadian mutual fund industry.

Industries:
Financial Services|Mutual Funds

Latest

Jul 19, 2019, 14:58 ET MFDA issues Notice of Settlement Hearing in respect of Sean Parker

TORONTO, July 19, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") announced that it has issued a Notice of Settlement Hearing dated July 8, 2019 ("Notice of Settlement Hearing")...


Jul 19, 2019, 14:52 ET MFDA announces settlement hearing to take place in respect of James Russell Taylor

TORONTO, July 19, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of James Russell Taylor (the "Respondent") by Notice of Hearing...


Jul 19, 2019, 14:45 ET MFDA announces settlement hearing to take place in respect of Bertin Desjardins

TORONTO, July 19, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Bertin Desjardins ("Respondent") by Notice of Hearing dated...


Jul 18, 2019, 17:27 ET MFDA Hearing Panel approves settlement agreement with Richard Rhodes

TORONTO, July 18, 2019 /CNW/ - A settlement hearing in the matter of Richard Charles Rhodes ("Respondent") was held today in Edmonton, Alberta before a three-member Hearing Panel of the Prairie...


Jul 18, 2019, 17:25 ET MFDA issues Notice of Settlement Hearing in respect of Hugo Donais

TORONTO, July 18, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") announced that it has issued a Notice of Settlement Hearing dated July 5, 2019 ("Notice of Settlement Hearing")...


Jul 16, 2019, 14:38 ET MFDA Hearing Panel makes findings against Roman Vendrov

TORONTO, July 16, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Roman Vendrov ("Respondent") by Notice of Hearing dated October ...


Jul 16, 2019, 14:32 ET MFDA announces disciplinary proceeding in respect of Sylvia Suk Fan Wong

TORONTO, July 16, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of Sylvia Suk Fan Wong (the "Respondent"). In its Notice of...


Jul 16, 2019, 14:30 ET MFDA announces settlement hearing to take place in respect of Richard Rhodes

TORONTO, July 16, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Richard Charles Rhodes ("Respondent") by Notice of Hearing...


Jul 10, 2019, 16:02 ET MFDA announces disciplinary proceeding in respect of Mark Wagner

TORONTO, July 10, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of Mark Richard Wagner (the "Respondent"). In its Notice of...


Jul 10, 2019, 16:01 ET MFDA Hearing Panel approves settlement agreement with Jake Cadigal

TORONTO, July 10, 2019 /CNW/ - A settlement hearing in the matter of Jake Florentino Cadigal ("Respondent") was held yesterday in Winnipeg, Manitoba before a three-member Hearing Panel of the Prairie ...


Jul 10, 2019, 16:00 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Daniel Botha

TORONTO, July 10, 2019 /CNW/ - A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated July 10, 2019...


Jul 08, 2019, 15:27 ET MFDA Hearing Panel announces sanctions against Christopher White and issues Reasons for Decision

TORONTO, July 8, 2019 /CNW/ - A Hearing Panel of the Atlantic Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated July 5, 2019...


Jul 03, 2019, 15:57 ET MFDA announces settlement hearing to take place in respect of James Andrew Phillips

TORONTO, July 3, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of James Andrew Phillips ("Respondent") by Notice of Hearing dated...


Jun 25, 2019, 16:56 ET MFDA Hearing Panel announces sanctions against Rafal Rosicki and issues Reasons for Decision

TORONTO, June 25, 2019 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated June 25, 2019...


Jun 25, 2019, 16:50 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Alan Brenchley

TORONTO, June 25, 2019 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated June 25, 2019...


Jun 24, 2019, 15:46 ET MFDA announces disciplinary proceeding in respect of John Elwood

TORONTO, June 24, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of John David Elwood ("Respondent"). In its Notice of Hearing...


Jun 20, 2019, 18:45 ET Manitoba Securities Commission issues Reasons for Decision in the matter of David Tobac

TORONTO, June 20, 2019 /CNW/ - A Hearing Panel of the Prairie Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") issued its Reasons for Decision on August 13, 2018, in...


Jun 20, 2019, 18:42 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Investors Group Financial Services Inc.

TORONTO, June 20, 2019 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated June 17, 2019...


Jun 20, 2019, 18:37 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Sonia Padilla

TORONTO, June 20, 2019 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated June 18, 2019...


Jun 20, 2019, 18:33 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Laurina Mahendran

TORONTO, June 20, 2019 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated June 20, 2019...


Jun 20, 2019, 18:24 ET MFDA announces settlement hearing to take place in respect of Kyle Kidnie

TORONTO, June 20, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Kyle Norman Kidnie ("Respondent") by Notice of Hearing dated...


Jun 20, 2019, 18:19 ET MFDA issues Notice of Settlement Hearing in respect of Mubarak Baksh

TORONTO, June 20, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") announced that it has issued a Notice of Settlement Hearing dated May 27, 2019 regarding the presentation, review ...


Jun 13, 2019, 18:30 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Ranjit Singh Dhaliwal

TORONTO, June 13, 2019 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") has issued its Reasons for Decision dated June 13, 2019...


Jun 13, 2019, 18:19 ET MFDA announces disciplinary proceeding in respect of Tamar Michelle Eisenberg

TORONTO, June 13, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") has commenced disciplinary proceedings in respect of Tamar Michelle Eisenberg ("Respondent"). In its Notice of...


Jun 13, 2019, 18:16 ET MFDA announces settlement hearing to take place in respect of Rakeshkumar Patel

TORONTO, June 13, 2019 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Rakeshkumar Patel ("Respondent") by Notice of Hearing dated...