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Jun 13, 2019, 11:00 ET Canadian securities regulators release report on 2016-2019 Achievements and 2019-2022 Business Plan

MONTREAL, June 13, 2019 /CNW Telbec/ - The Canadian Securities Administrators (CSA) today released two publications: the CSA Business Plan 2016-2019 Achievement Highlights and the CSA Business Plan...


May 23, 2019, 13:32 ET IIROC and CSA provide update on conflicts of interest arising from soliciting dealer arrangements

CALGARY and TORONTO, May 23, 2019 /CNW/ - The Investment Industry Regulatory Organization of Canada (IIROC) and the Canadian Securities Administrators (CSA) today published an update about the...


May 23, 2019, 12:58 ET IIROC and CSA provide update on conflicts of interest arising from soliciting dealer arrangements

CALGARY and TORONTO, May 23, 2019 /CNW Telbec/ - The Investment Industry Regulatory Organization of Canada (IIROC) and the Canadian Securities Administrators (CSA) today published an update about the ...


May 09, 2019, 12:31 ET Canadian securities regulators seek comment on proposed amendments for at-the-market shelf distributions

TORONTO, May 9, 2019 /CNW/ - The Canadian Securities Administrators (CSA) today published for comment proposed amendments to CSA National Instrument 44-102 Shelf Distributions (Proposed NI 44-102),...


May 02, 2019, 13:13 ET Canadian securities regulators outline next steps on the development of an integrated information system

TORONTO and VANCOUVER, May 2, 2019 /CNW/ - The Canadian Securities Administrators (CSA) today set out next steps for a new integrated national information and filing system (the Renewed System) for...


Apr 18, 2019, 13:00 ET Regulators sign an agreement with the Financial Conduct Authority

MONTREAL, April 18, 2019 /CNW Telbec/ - The securities regulatory authorities in Alberta, British Columbia, Manitoba, New Brunswick, Nova Scotia, Québec and Saskatchewan (participating jurisdictions) ...


Apr 18, 2019, 12:00 ET Canadian securities regulators publish IIROC oversight review report

TORONTO, April 18, 2019 /CNW/ - The Canadian Securities Administrators (CSA) today released the Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC). The...


Mar 28, 2019, 11:47 ET The Canadian Securities Administrators renew term of Chair and appoint new Vice-Chair

MONTREAL, March 28, 2019 /CNW/ - The Canadian Securities Administrators (CSA) today announced that the term of CSA Chair Louis Morisset, President and CEO of the Autorité des marchés financiers, has...


Mar 28, 2019, 11:00 ET The Canadian Securities Administrators renew term of Chair and appoint new Vice-Chair

MONTREAL, March 28, 2019 /CNW Telbec/ - The Canadian Securities Administrators (CSA) today announced that the term of CSA Chair Louis Morisset, President and CEO of the Autorité des marchés...


Mar 18, 2019, 11:00 ET Canadian securities regulators mark Fraud Prevention Month with wide range of activities

MONTREAL, March 18, 2019 /CNW/ - The Canadian Securities Administrators (CSA) is encouraging investors to research investment opportunities and educate themselves about the red flags of fraud during...


Mar 15, 2019, 11:37 ET Canadian securities regulators propose additional amendments to syndicated mortgage regime, following comment period

TORONTO, March 15, 2019 /CNW/ - The Canadian Securities Administrators (CSA) today published a second notice and request for comment on supplementary proposed changes to the regulation of syndicated...


Mar 14, 2019, 14:15 ET Canadian securities regulators consult on regulatory framework for crypto-asset trading platforms

TORONTO, March 14, 2019 /CNW/ - The Canadian Securities Administrators (CSA) and Investment Industry Regulatory Organization of Canada (IIROC) today published Joint Canadian Securities...


Mar 14, 2019, 12:51 ET Canadian securities regulators seek comment on proposed designated benchmarks rule

TORONTO, March 14, 2019 /CNW/ - The Canadian Securities Administrators (CSA) today published for comment a proposed rule, National Instrument 25-102 Designated Benchmarks and Benchmark Administrators ...


Mar 12, 2019, 11:54 ET Canadian securities regulators seek comment on the internalization of trade orders

TORONTO, March 12, 2019 /CNW/ - The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) today published for comment the Joint CSA/IIROC...


Feb 26, 2019, 12:22 ET Canadian securities regulators release detailed data from review of women on boards and in executive officer positions

TORONTO, Feb. 26, 2019 /CNW/ - The securities regulatory authorities in Manitoba, New Brunswick, Newfoundland and Labrador, Northwest Territories, Nova Scotia, Nunavut, Ontario, Québec, Saskatchewan...


Dec 18, 2018, 11:42 ET Canadian securities regulators publish trading fee rebate pilot study for comment

TORONTO, Dec. 18, 2018 /CNW/ - The Canadian Securities Administrators (CSA) today published for comment a notice outlining a proposed Trading Fee Rebate Pilot Study to examine the effects of a...


Nov 29, 2018, 11:57 ET Canadian securities regulators caution issuers about problematic promotional activities

VANCOUVER, Nov. 29, 2018 /CNW/ - The Canadian Securities Administrators (CSA), today published CSA Staff Notice 51-356, Problematic promotional activities by issuers, cautioning companies to avoid...


Nov 29, 2018, 11:00 ET Canadian securities regulators caution issuers about problematic promotional activities

VANCOUVER, Nov. 29, 2018 /CNW/ -The Canadian Securities Administrators (CSA), today published CSA Staff Notice 51-356, Problematic promotional activities by issuers, cautioning companies to avoid...


Nov 05, 2018, 13:00 ET Canadian securities regulators encourage investors to look out for ETF Facts

VANCOUVER, Nov. 5, 2018 /CNW/ - The Canadian Securities Administrators (CSA) today launched an awareness campaign encouraging investors to read the Exchange-Traded Funds (ETF) Facts they receive from ...


Oct 19, 2018, 11:00 ET Canadian securities regulators issue guidance regarding disruption of mail service

VANCOUVER, Oct. 19, 2018 /CNW/ - In light of the possibility of a Canada-wide rotating postal strike starting Monday, October 22, 2018, the Canadian Securities Administrators (CSA) recommends that...


Oct 18, 2018, 12:00 ET Canadian securities regulators publish details of market disruption coordination process

TORONTO and MONTREAL, Oct. 18, 2018 /CNW/ - The Canadian Securities Administrators (CSA) today published Staff Notice 11-338 CSA Market Disruption Coordination Plan to inform market participants...


Oct 18, 2018, 11:00 ET Canadian securities regulators publish details of market disruption coordination process

TORONTO and MONTREAL, Oct. 18, 2018 /CNW Telbec/ - The Canadian Securities Administrators (CSA) today published Staff Notice 11-338 CSA Market Disruption Coordination Plan to inform market...


Oct 10, 2018, 12:09 ET Canadian securities regulators publish guidance on disclosure expectations for cannabis issuers

TORONTO and VANCOUVER, Oct. 10, 2018 /CNW/ - The Canadian Securities Administrators (CSA) today published Staff Notice 51-357 Staff Review of Reporting Issuers in the Cannabis Industry, which...


Oct 04, 2018, 12:28 ET Canadian securities regulators publish amendments to finalize Alternative Mutual Funds Framework

TORONTO, Oct. 4, 2018 /CNW/ - The Canadian Securities Administrators (CSA) today published amendments that establish a comprehensive framework for alternative mutual funds (currently called commodity ...


Oct 03, 2018, 10:05 ET Canadian securities regulators highlight cross-country activities for Investor Education Month and World Investor Week

MONTREAL, Oct. 2, 2018 /CNW Telbec/ - The Canadian Securities Administrators (CSA) will mark Investor Education Month this October with a variety of activities designed to help investors achieve a...