The Mutual Fund Dealers Association of Canada (MFDA) is the national self-regulatory organization (SRO) for the distribution side of the Canadian mutual fund industry. 

It was established in June 1998 at the initiative of the Canadian Securities Administrators. The MFDA regulates the operations, standards of practice and business conduct of its Members and their representatives with a mandate to enhance investor protection and strengthen public confidence in the Canadian mutual fund industry.



Latest

Dec 09, 2022, 16:57 ET MFDA Hearing Panel makes findings of misconduct and imposes sanctions against Ken Derksen

TORONTO, Dec. 9, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Ken David Derksen (the "Respondent") by Notice of Hearing dated...

Dec 06, 2022, 17:32 ET MFDA issues Notice of Settlement Hearing in respect of Tyler Comrie

TORONTO , Dec. 6, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") announced that it has issued a Notice of Settlement Hearing dated November 29, 2022, regarding the...

Dec 06, 2022, 17:28 ET MFDA announces disciplinary proceeding in respect of Alvinder Gill

TORONTO, Dec. 6, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") has commenced disciplinary proceedings in respect of Alvinder Singh Gill (the "Respondent"). In its Notice of...

Dec 06, 2022, 17:02 ET MFDA Hearing Panel accepts settlement agreement with Dennis Duclos

TORONTO, Dec. 6, 2022 /CNW/ - A settlement hearing in the matter of Dennis Jerome Duclos (the "Respondent") was held electronically by videoconference on December 5, 2022 in Toronto, Ontario before a ...

Dec 06, 2022, 16:57 ET MFDA issues Notice of Settlement Hearing in respect of Maria Santos

TORONTO, Dec. 6, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") announced that it has issued a Notice of Settlement Hearing dated December 5, 2022, regarding the...

Dec 05, 2022, 16:37 ET MFDA Hearing Panel accepts settlement agreement with Majid Hassanshahi

TORONTO, Dec. 5, 2022 /CNW/ - A settlement hearing in the matter of Majid Hassanshahi (the "Respondent") was held electronically by videoconference on December 2, 2022 in Vancouver, British Columbia...

Dec 05, 2022, 16:32 ET MFDA issues Notice of Settlement Hearing in respect of Christian Perrault

TORONTO, Dec. 5, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") announced that it has issued a Notice of Settlement Hearing dated November 30, 2022, regarding the...

Dec 01, 2022, 17:09 ET MFDA announces disciplinary proceeding in respect of Michael Bock

TORONTO, Dec. 1, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") has commenced disciplinary proceedings in respect of Michael Bock (the "Respondent"). In its Notice of Hearing ...

Nov 30, 2022, 15:25 ET MFDA issues Notice of Settlement Hearing in respect of Funds Direct Canada Inc.

TORONTO, Nov. 30, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") announced that it has issued a Notice of Settlement Hearing dated November 17, 2022, regarding the...

Nov 29, 2022, 16:00 ET MFDA announces disciplinary proceeding in respect of Paul Walker

TORONTO, Nov. 29, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") has commenced disciplinary proceedings in respect of Paul O'Brian Walker (the "Respondent"). In its Notice of ...

Nov 28, 2022, 16:07 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Fahad Izhar

TORONTO, Nov. 28, 2022 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada (the "MFDA") has issued its Reasons for Decision dated November 24,...

Nov 25, 2022, 16:39 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Sandra Rizovska-Spasik

TORONTO, Nov. 25, 2022 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada (the "MFDA") has issued its Reasons for Decision dated November 23,...

Nov 25, 2022, 16:32 ET MFDA Hearing Panel issues Reasons for Decision in the matter of Timothy Laskey

TORONTO, Nov. 25, 2022 /CNW/ - A Hearing Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada (the "MFDA") has issued its Reasons for Decision dated November 24,...

Nov 25, 2022, 16:25 ET MFDA announces settlement hearing to take place in the matter of Dennis Duclos

TORONTO, Nov. 25, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Dennis Jerome Duclos (the "Respondent") by Notice of Hearing...

Nov 24, 2022, 16:45 ET MFDA Hearing Panel accepts settlement agreement with Wealthsimple Advisor Services Inc.

TORONTO, Nov. 24, 2022 /CNW/ - A settlement hearing in the matter of Wealthsimple Advisor Services Inc. (the "Respondent") was held electronically by videoconference on November 23, 2022 in Toronto,...

Nov 22, 2022, 17:09 ET MFDA Hearing Panel imposes sanctions in the matter of Azhar Batla

TORONTO, Nov. 22, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Azhar Ahmad Batla (the "Respondent") by Notice of Hearing dated ...

Nov 14, 2022, 16:05 ET MFDA Hearing Panel accepts settlement agreement with Roger Gebhardt

TORONTO, Nov. 14, 2022 /CNW/ - A settlement hearing in the matter of Roger Eldred Gebhardt (the "Respondent") was held electronically by videoconference on October 31, 2022 in Toronto, Ontario before ...

Nov 11, 2022, 15:30 ET MFDA Hearing Panel imposes sanctions in the matter of Joel Attis

TORONTO, Nov. 11, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Joel Henry Attis (the "Respondent") by Notice of Hearing dated...

Nov 10, 2022, 16:12 ET MFDA announces disciplinary proceeding in respect of George Yamamoto

TORONTO, Nov. 10, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") has commenced disciplinary proceedings in respect of George Yamamoto (the "Respondent"). In its Notice of...

Nov 04, 2022, 16:44 ET MFDA announces disciplinary proceeding in respect of Zahir Lehri

TORONTO, Nov. 4, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") has commenced disciplinary proceedings in respect of Zahir Hussain Lehri (the "Respondent"). In its Notice of...

Nov 04, 2022, 16:35 ET MFDA Hearing Panel accepts settlement agreement with Margaret Cheng

TORONTO, Nov. 4, 2022 /CNW/ - A settlement hearing in the matter of Margaret Sau-Ching Cheng (the "Respondent") was held electronically by videoconference on November 3, 2022 in Toronto, Ontario...

Nov 03, 2022, 15:25 ET MFDA Hearing Panel make findings of misconduct and imposes sanctions against Muhamad Sadiq

TORONTO, Nov. 3, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Muhamad Asghar Sadiq (the "Respondent") by Notice of Hearing...

Nov 02, 2022, 19:44 ET MFDA announces disciplinary proceeding in respect of Adib Khaldi

TORONTO, Nov. 2, 2022 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") has commenced disciplinary proceedings in respect of Adib Khaldi (also known as "Deebo") (the "Respondent")....

Nov 02, 2022, 19:34 ET MFDA Hearing Panel accepts settlement agreement with Andrey Belskiy

TORONTO, Nov. 2, 2022 /CNW/ - A settlement hearing in the matter of Andrey Belskiy (the "Respondent") was held electronically by videoconference today in Winnipeg, Manitoba before a three-member...

Nov 02, 2022, 19:25 ET MFDA Hearing Panel accepts settlement agreement with Robert Colvin

TORONTO, Nov. 2, 2022 /CNW/ - A settlement hearing in the matter of Robert Angus Colvin (the "Respondent") was held electronically by videoconference on November 1, 2022 in Winnipeg, Manitoba before...

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