VANCOUVER, July 16, 2019 /CNW/ - A woman from Burnaby has been charged with violating the Securities Act after an investigation by the Criminal Investigations Branch of the British Columbia Securities Commission (BCSC). Enna Keller allegedly breached an order of the BCSC.
Keller made her first appearance in Vancouver Provincial Court on July 11, 2019 on two counts of trading in a security and/or acting in a consultative capacity in connection with activities in the security market while prohibited from doing so. Her next appearance is on August 7, 2019.
In 2017, the BCSC permanently banned Keller from B.C.'s capital markets for fraud, unregistered trading and breaches of both permanent and temporary cease trade orders.
The British Columbia Securities Commission is the independent provincial government agency responsible for regulating capital markets in British Columbia through the administration of the Securities Act. Our mission is to protect and promote the public interest by fostering:
A securities market that is fair and warrants public confidence
A dynamic and competitive securities industry that provides investment opportunities and access to capital