U.S. firm pays $54,500 for trading without registration
In the settlement agreement, Morgan Stanley & Co. Incorporated, a financial services company with head offices in
The company registered as a portfolio manager and investment counsel with the BCSC on
The B.C. Securities Commission is the independent provincial government agency responsible for regulating trading in securities within the province. You may view the settlement agreement on our website www.bcsc.bc.ca by typing in the search box, Morgan Stanley & Co. Incorporated or 2009 BCSECCOM 606. If you have questions, contact
Learn how to avoid investment fraud at the BCSC's investor education website: www.investright.org.
For further information: For further information: Ken Gracey, (604) 899-6577 or (Canada) 1-800-373-6393
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