TSX Venture Exchange Stock Maintenance Bulletins

News provided by

TSX Venture Exchange

Dec 14, 2018, 22:19 ET

VANCOUVER, Dec. 14, 2018 /CNW/ -

TSX VENTURE COMPANIES

CANADA COAL INC. ("CCK.H")
[formerly Canada Coal Inc. ("CCK")]
BULLETIN TYPE:  CORRECTION - Transfer and New Addition to NEX, Symbol Change
BULLETIN DATE:  December 14, 2018
TSX Venture Tier 2 Company

Further to the TSX Venture Exchange bulletin dated December 13, 2018, the following symbol should have read, throughout the bulletin, as follows:

Canada Coal Inc. ("CCK")

All other information remains unchanged.

_______________________________________

MILLSTREAM MINES LTD. ("MLM.H")
[formerly Millstream Mines Ltd. ("MLM")]
BULLETIN TYPE:  Transfer and New Addition to NEX, Symbol Change, Remain Suspended
BULLETIN DATE:  December 14, 2018
TSX Venture Tier 2 Company

In accordance with TSX Venture Policy 2.5, the Company has not maintained the requirements for a TSX Venture Tier 2 company.  Therefore, effective at the opening on Tuesday, December 18, 2018, the Company's listing will transfer to NEX, the Company's Tier classification will change from Tier 2 to NEX, and the Filing and Service Office will change from Toronto to NEX.

As of December 18, 2018, the Company is subject to restrictions on share issuances and certain types of payments as set out in the NEX policies.

The trading symbol for the Company will change from MLM to MLM.H.  There is no change in the Company's name, no change in its CUSIP number and no consolidation of capital.  The symbol extension differentiates NEX symbols from Tier 1 or Tier 2 symbols within the TSX Venture market.

Further to the TSX Venture bulletin issued January 9, 2017, trading in the shares of the Company will remain suspended.

Members are prohibited from trading in the securities of the Company during the period of the suspension or until further notice.

_______________________________________

NBS CAPITAL INC. ("NBS.P")
BULLETIN TYPE: New Listing-CPC-Shares
BULLETIN DATE: December 14, 2018
TSX Venture Tier 2 Company

The Capital Pool Company's ('CPC') Prospectus dated November 27, 2018, has been filed with and accepted by TSX Venture Exchange and the Ontario, British Columbia, Saskatchewan and Alberta Securities Commissions effective November 30, 2018, under the provisions of the respective Securities Acts.  The common shares of the Company will be listed and admitted to trading on TSX Venture Exchange, on the effective dates stated below.

The gross proceeds to be received by the Company for the Offering are $500,000 (5,000,000 common shares at $0.10 per share).

Listing Date:

At the close of business (5:01 p.m. EDT) on December 17, 2018.



Commence Date:

The common shares will commence trading on TSX Venture Exchange at the opening Tuesday, December 18, 2018, upon confirmation of closing.



The closing of the public offering is scheduled to occur before the market opening on December 18, 2018.  A further notice will be issued upon receipt of closing confirmation.


Corporate Jurisdiction:

Canada


Capitalization:

Unlimited common shares with no par value of which 7,300,000 common shares are issued and outstanding

Escrowed Shares:

2,300,000 common shares


Transfer Agent:

TSX Trust Company

Trading Symbol:

NBS.P

CUSIP Number:

628759102

Agent:

Industrial Alliance Securities Inc.


Agent's Options:

500,000 options to purchase one share at $0.10 for a period of 24 months from the date of the listing.


For further information, please refer to the Company's prospectus dated November 27, 2018.

Company Contact:

Paul Barbeau, CEO

Company Address:

11-300 Earl Grey Drive

Ottawa, ON  K2T 1C1

Company Phone Number:

(613) 232-1567 ext 201

Company email:

[email protected]

______________________________________

NEX Companies

TETHYS PETROLEUM LIMITED ("TPL.H")
BULLETIN TYPE:  Consolidation
BULLETIN DATE:  December 14, 2018
NEX Company

Pursuant to a special resolution passed by shareholders November 28, 2018, the Company has consolidated its capital on a ten (10) old for one (1) new basis.  The name of the Company has not been changed.

Effective at the opening Friday, December 21, 2018, the common shares of Tethys Petroleum Limited will commence trading on TSX Venture Exchange on a consolidated basis. The Company is classified as an 'Oil & Gas Company' company.

Post - Consolidation

Capitalization:

145,000,000

shares with no par value of which

68,324,512

shares are issued and outstanding

Escrow

Nil

shares are subject to escrow



Transfer Agent:

TSX Trust Company

Trading Symbol:

TPL.H

(UNCHANGED)

CUSIP Number:

G87636 12 5

(new)

________________________________________

18/12/14 - TSX Venture Exchange Bulletins

TSX VENTURE COMPANIES

ARCH BIOPARTNERS INC. ("ARCH")
BULLETIN TYPE:  Shares for Debt
BULLETIN DATE:  December 14, 2018
TSX Venture Tier 2 Company

TSX Venture Exchange has accepted for filing the Company's proposal to issue 17,123 shares to settle outstanding debt for $25,000.

Number of Creditors:     1 Creditor

The Company shall issue a news release when the shares are issued and the debt extinguished.

________________________________________

AUSTRAL GOLD LIMITED ("AGLD")
BULLETIN TYPE:  Regional Office Change
BULLETIN DATE:  December 14, 2018
TSX Venture Tier 1 Company

Pursuant to Policy 1.2, TSX Venture Exchange has been advised of, and accepted the change of the Filing and Regional Office from Toronto, ON to Vancouver, BC.

________________________________________

CHILEAN METALS INC. ("CMX")
BULLETIN TYPE:  Shares for Services, Remain Halted
BULLETIN DATE:  December 14, 2018
TSX Venture Tier 2 Company

Further to TSX Venture Exchange (the "Exchange") bulletin dated May 14, 2018, this is to advise that the Exchange has accepted for filing the issuance of 119,144 additional post-consolidated common shares (based on a 4 for 1 share consolidation effective May 18, 2018) in consideration of severance pay pursuant to a Settlement Agreement dated March 9, 2018.

Insider / Pro Group Participation:


Insider=Y /

Creditor

Progroup=P

# of Shares

Patrick Cruickshank

Y

119,114

                                                                                         

For further details, please refer to the Company's news releases dated March 14, 2018 and November 23, 2018.

________________________________________

DELPHX CAPITAL MARKETS INC. ("DELX")
BULLETIN TYPE:  Private Placement-Non-Brokered
BULLETIN DATE:  December 14, 2018
TSX Venture Tier 2 Company

TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced October 15, 2018:

Number of Shares:

2,280,000 shares


Purchase Price:

$0.50 per share


Warrants:

1,140,000 share purchase warrants to purchase 1,140,000 shares


Warrant Exercise Price:

$0.70 for a two year period


Number of Placees:

4 placees


Finder's Fee:

$79,800 and 159,600 agent's options payable to Pathfinder Asset Management and Echelon Wealth Partners Inc.

________________________________________

DIAGNOS INC. ("ADK")
BULLETIN TYPE:  Private Placement Non-Brokered
BULLETIN DATE:  December 14, 2018
TSX Venture Tier 2 Company

TSX Venture Exchange has accepted for filing the documentation with respect to a Non-Brokered Private Placement:

Number of Shares:

6,650,000 common shares



Purchase Price:

$0.05 per common share


Warrants:

 6,650,000 warrants to purchase 6,650,000 common shares


Warrant Exercise Price:

$0.06 until June 12, 2020


Number of Placees:

1 placee


Insider / Pro Group Participation:

None


Finder's Fee:

None

The Company has confirmed the closing of the Private Placement in a news release dated December 12, 2018.

DIAGNOS INC. (« ADK »)
TYPE DE BULLETIN : Placement privé sans l'entremise d'un courtier
DATE DU BULLETIN : Le 14 décembre 2018
Société du groupe 2 de TSX Croissance

Bourse de croissance TSX a accepté le dépôt de la documentation en vertu d'un placement privé sans l'entremise d'un courtier:

Nombre d'actions :

6 650 000 actions ordinaires


Prix :

0,05 $ par action ordinaire


Bons de souscription :

6 650 000 bons de souscription permettant de souscrire à 6 650 000 actions ordinaires


Prix d'exercice des bons :

0,06 $ jusqu'au 12 juin 2020


Nombre de souscripteurs :

1 souscripteur


Participation des initiés / Groupe Pro :

Aucun


Honoraire d'intermédiation :   

Aucun

La société a confirmé la clôture du placement privé dans un communiqué de presse daté du 12 décembre 2018. 

____________________________________

DIAMEDICA THERAPEUTICS INC. ("DMA")
BULLETIN TYPE:  Prospectus-Share Offering
BULLETIN DATE:  December 14, 2018
TSX Venture Tier 1 Company

Effective December 6, 2018, the Company's (final) Form S-1 Registration Statement dated December 6, 2018 qualifying the distribution of 4,100,000 common shares of the Company, was filed with and accepted by TSX Venture Exchange (the "Exchange") and filed with the Securities and Exchange Commission ("SEC").

The Exchange has been advised that the closing of the offering occurred on December 11, 2018, for aggregate gross proceeds of US$16,400,000.

Offering:

4,100,000 common shares



Share Price:

US$4.00 per share


Underwriter:

Craig-Hallum Capital Group


Underwriter's Commission:

Aggregate cash commission of US$1,066,000 and 205,000 broker warrants.  Each broker warrant entitles the holder to acquire one common share at US$4.80 for a five year period.

For further details, please refer to the Company's news release December 11, 2018.

________________________________________

FALCO RESOURCES LTD. ("FPC")
BULLETIN TYPE:  Private Placement-Non-Brokered, Convertible Debenture
BULLETIN DATE: December 14, 2018
TSX Venture Tier 2 Company

TSX Venture Exchange has accepted for filing the documentation with respect to a Non-Brokered Private Placement announced on June 18, 2018:

Convertible Debenture: 

$7,000,000


Conversion Price:

Principal convertible into 12,104,444 units at a conversion price of $0.57830 per unit. Each unit included one common share and one-half of one warrant.


Maturity Date:

The earlier of (i) the date of the meeting of the Company's shareholders held on November 29, 2018, and (ii) December 31st, 2018.


Warrants:

 6,052,222 share purchase warrants to purchase 6,052,222 common shares at an exercise price of $0.75 per common share during a period of 36 months following the date the units are issued.


Interest Rate:

 0% (unless shareholder approval for the conversion was not obtained, in which case the interest rate would be 7% per year).


Number of Placees:

1 Placee



Insider Participation:

Name

Insider = Y /
Pro Group = P

Number of
Shares upon
conversion

Osisko Gold Royalties Ltd

Y

12,104,444



Intermediary's Fee:

Nil


The Company has announced the completion of the Private Placement by way of a press release dated July 3, 2018. The Company announced conversion of the debenture by way of press release dated November 30, 2018.

RESSOURCES FALCO LTEE ("FPC")
TYPE DE BULLETIN : Placement privé sans l'entremise d'un courtier, débenture convertible
DATE DU BULLETIN : Le 14 décembre 2018
Société du groupe 2 de TSX Croissance

Bourse de croissance TSX a accepté le dépôt de la documentation en vertu d'un placement privé sans l'entremise d'un courtier annoncé le 18 juin 2018 :

Débenture convertibles :

7 000 000 $


Prix de conversion :

Capital convertible en 12 104 444 unités à un prix de conversion de 0,57830 $ par unité. Chaque unité incluait une action ordinaire et un-demi bon de souscription.


Date d'échéance :

La date la plus rapprochée de: (i) la date de l'assemblée des actionnaires de la société tenue le 29 novembre 2018, et (ii) le 31 décembre 2018.


Bons de souscription :

6 052 222 bons de souscription permettant de souscrire 6 052 222 actions ordinaires au prix d'exercice de 0,75 $ par action pendant 36 mois suivant la date d'émission des unités.


Taux d'intérêt :

0% (à moins que l'approbation des actionnaires pour la conversion ne soit pas obtenue, auquel cas le taux d'intérêt serait de 7% par an).


Nombre de souscripteurs : 

1 souscripteur


Participation Initié / Groupe Pro :

Nom

Initié = Y /

Groupe Pro = P

Nombre d'actions lors
de la conversion

Redevances Aurifères Osisko Ltée

Y

12 104 444



Honoraire d'intermédiation :

Nil

La société a annoncé avoir complété le placement privé par communiqué de presse daté du 3 juillet 2018. La société a annoncé la conversion de la débenture par communiqué de presse daté du 30 novembre 2018.

_____________________________________

HORIZON PETROLEUM LTD. ("HPL")
BULLETIN TYPE:  Private Placement-Non-Brokered
BULLETIN DATE:  December 14, 2018
TSX Venture Tier 2 Company

TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced June 12, 2018:

Number of Shares:

22,080,000 shares



Purchase Price:

$0.05 per share



Warrants:

None 



Number of Placees:

24 Placees



Insider / Pro Group Participation:


Insider=Y /


Name

ProGroup=P

# of Shares

David Winter

Y

1,500,000

Matt Janisch

Y

1,000,000

Yogeshwar Sharma

Y

800,000

Cahrle Gamba

Y

660,000

Sapia Partners

Y

(Harry Wilson)






Finder's Fee:

$54,360 cash and 1,087,200 brokers warrants payable to PI Financial Corp.


Each broker warrant is exercisable at a price of $0.05 until September 26, 2021.

________________________________________

POWERORE INC. ("PORE")
BULLETIN TYPE:  Resume Trading
BULLETIN DATE:  December 14, 2018
TSX Venture Tier 2 Company

Effective at 10.00 a.m. PST, December 14, 2018, shares of the Company resumed trading, an announcement having been made.

________________________________________

RESOLVE VENTURES INC. ("RSV")
BULLETIN TYPE:  Shares for Debt
BULLETIN DATE:  December 14, 2018
TSX Venture Tier 2 Company

TSX Venture Exchange has accepted for filing the Company's proposal to issue 4,966,583 shares and 3,616,585 share purchase warrants to settle outstanding debt for $347,661.15.

Number of Creditors:                

10 Creditors


Insider / Pro Group Participation:


Creditor

Insider=Y /
Progroup=P

Amount
Owing

Deemed Price
per Share

# of Shares

Clive Massey

Y

$22,500

$0.07

321,428

Kelly Pladson

Y

$20,000

$0.07

285,714





Warrants:

3,616,585 share purchase warrants to purchase 3,616,585 shares


Warrant Exercise Price:             

 $0.09 for a five year period


4,016,585 shares are subject to Surplus Escrow.


The Company shall issue a news release when the shares are issued and the debt extinguished.

________________________________________

TARANIS RESOURCES INC. ("TRO")
BULLETIN TYPE:  Shares for Debt
BULLETIN DATE: December 14, 2018 
TSX Venture Tier 2 Company

TSX Venture Exchange has accepted for filing the Company's proposal to issue 630,000 shares to settle outstanding debt for $50,400.

Number of Creditors:

2 Creditors


Insider / Pro Group Participation:

Creditor

Insider=Y / 
Progroup=P

Amount Owing

Deemed Price
per Share

# of Shares

John J. Gardiner & Assoc., LLC

Y

$30,400

$0.08

380,000

The Company shall issue a news release when the shares are issued and the debt extinguished.

________________________________________

UGE INTERNATIONAL LTD. ("UGE")
BULLETIN TYPE:  Shares for Debt
BULLETIN DATE:  December 14, 2018
TSX Venture Tier 2 Company

TSX Venture Exchange has accepted for filing the Company's proposal to issue 295,000 shares to settle outstanding debt for $29,500.

Number of Creditors:

4 Creditors





Insider / Pro Group Participation:






Creditor

Insider=Y /
Progroup=P

 Amount
Owing

Deemed Price

per Share

# of Shares

Robert van Duynhoven

Y

$5,000

$0.10

50,000

The Company shall issue a news release when the shares are issued and the debt extinguished.

________________________________________

VANADIAN ENERGY CORP. ("VEC")
BULLETIN TYPE:  Private Placement-Non-Brokered
BULLETIN DATE:  December 14, 2018
TSX Venture Tier 2 Company

TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced October 17, 2018:

Number of Shares:

14,375,000 shares



Purchase Price:

$0.08 per share for 9,375,000 shares

$0.10 per share for 5,000,000 flow-through shares



Warrants:

4,687,500 share purchase warrants to purchase 4,687,500 shares



Warrant Exercise Price:

$0.17 for a two year period



Number of Placees:

 55 placees



Insider / Pro Group Participation:


Insider=Y /


Name

ProGroup=P

# of Shares

Jessica Van Den Akker

Y

100,000

Gordon Keep

Y

300,000

Mark Corra

Y

200,000

Tom Garagan

Y

125,000

Fiore Management & Advisory Corp.

Y

625,000

Clive Johnson

Y

2,500,000

Marc Simpson

Y

41,250

Aggregate Pro Group Involvement

[ 7 placee(s)]

1,437,500



Finder's Fee:

$15,180 to Canaccord Genuity Corp.

$8,100 to Haywood Securities Inc.

$9,960 to Raymond James Ltd.

$1,380 to ScotiaMcLeod

________________________________________

SOURCE TSX Venture Exchange

Market Information Services at 1-888-873-8392, or email: [email protected]

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