TSX Venture Exchange Stock Maintenance Bulletins
VANCOUVER, April 20, 2018 /CNW/ -
TSX VENTURE COMPANIES
ALABAMA GRAPHITE CORP. ("CSPG")
BULLETIN TYPE: Plan of Arrangement, Delist
BULLETIN DATE: April 20, 2018
TSX Venture Tier 2 Company
Effective at the close of business on Monday, April 23, 2018, the common shares of Alabama Graphite Corp. (the "Company") will be delisted from TSX Venture Exchange. The delisting of the Company's shares results from the completion of a court-approved Plan of Arrangement under the Business Corporations Act (British Columbia) (the "Arrangement"), pursuant to an Arrangement Agreement dated December 13, 2017, between the Company, 1143738 B.C. Ltd. ("114") and Westwater Resources, Inc. ("Westwater"), whereby Westwater has acquired, through its wholly-owned subsidiary 114, all of the outstanding common shares of the Company in exchange for an aggregate of 11,625,210 shares of common stock of Westwater.
The Arrangement was approved by the Company's shareholders on March 9, 2018 and approved by the Supreme Court of British Columbia on March 19, 2018.
For further details, please refer to the Company's Management Information Circular dated February 7, 2018 and news releases dated December 13, 2017, February 12, 2018, March 9, 2018, and March 19, 2018.
________________________________________
HUFFINGTON CAPITAL CORPORATION ("HU.P")
BULLETIN TYPE: Suspend-Failure to Complete a Qualifying Transaction within 24 months of Listing
BULLETIN DATE: April 20, 2018
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange Bulletins dated March 20, 2018 and April 20, 2018 effective at the open, Tuesday, April 24, 2018 trading in the shares of the Company will be suspended, the Company having failed to complete a Qualifying Transaction within 24 months of its listing.
Members are prohibited from trading in the securities of the Company during the period of the suspension or until further notice.
________________________________________
NEX COMPANIES
PETRO VISTA ENERGY CORP. ("PTV.H")
BULLETIN TYPE: Consolidation
BULLETIN DATE: April 20, 2018
NEX Company
Pursuant to a special resolution passed by directors December 19, 2017, the Company has consolidated its capital on a (10) ten old for (1) one new basis. The name of the Company has not been changed.
Effective at the opening April 24, 2018, the shares of Petro Vista Energy Corp will commence trading on TSX Venture Exchange on a consolidated basis. The Company is classified as an 'Oil & Gas Exploration' company.
| Post - Consolidation |
||
| Capitalization: |
Unlimited |
shares with no par value of which |
| 4,072,599 |
shares are issued and outstanding |
|
| Escrow |
0 |
shares are subject to escrow |
| Transfer Agent: |
Computershare Investor Services Inc. |
|
| Trading Symbol: |
PTV.H |
(UNCHANGED) |
| CUSIP Number: |
71646R309 |
(new) |
________________________________________
18/04/20 - TSX Venture Exchange Bulletins
TSX VENTURE COMPANIES
ALABAMA GRAPHITE CORP. ("CSPG")
BULLETIN TYPE: Halt
BULLETIN DATE: April 20, 2018
TSX Venture Tier 2 Company
Effective at 1.47 p.m. PST, April 19, 2018, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
ASHANTI SANKOFA INC. ("ASI")
BULLETIN TYPE: Warrant Term Extension
BULLETIN DATE: April 20, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has consented to the extension in the expiry date of the following warrants:
| Private Placement: |
|
| # of Warrants: |
7,000,000 |
| Original Expiry Date of Warrants: |
June 10, 2018 |
| New Expiry Date of Warrants: |
June 10, 2021 |
| Exercise Price of Warrants: |
$0.05 |
These warrants were issued pursuant to a private placement of 7,000,000 shares at $0.05 per share with 7,000,000 share purchase warrants attached, which was accepted for filing by the Exchange effective June 15, 206.
________________________________________
AXIS AUTO FINANCE INC. ("AXIS")
BULLETIN TYPE: Private Placement-Convertible Debentures-Brokered
BULLETIN DATE: April 20, 2018
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Brokered Private Placement announced March 6 and 7, 2018:
| Convertible Debentures: |
CDN$17,550,000 principal amount |
| Conversion Price: |
onvertible into common shares at CDN$0.95 of principal amount outstanding per share until maturity. |
| Maturity date: |
March 31, 2023 |
| Interest rate: |
7.5% per annum |
| Number of Placees: |
7 Placees |
| Insider / Pro Group Participation: |
||
| Insider=Y / |
||
| Name |
ProGroup=P |
Convertible Debentures |
| Aggregate Pro Group (7 subscribers) |
P |
$825,000 |
| Underwriter's Fee |
An aggregate of $345,000 in cash payable to Canaccord Genuity Corp., |
|
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
________________________________________
AXIS AUTO FINANCE INC. ("AXIS")
BULLETIN TYPE: Private Placement-Brokered
BULLETIN DATE: April 20, 2018
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Brokered Private Placement announced March 6 and March 7, 2018:
| Number of Shares: |
10,440,784 subscription receipts convertible into 10,440,784 common shares |
| Purchase Price: |
$0.70 per subscription receipt |
| Number of Placees: |
18 placees |
| Underwriter's Fee: |
An aggregate of $438,513 in cash payable to Canaccord Genuity Corp., INFOR Financial Inc. PI Financial Corporation and Raymond James Ltd. |
In accordance with the terms of the subscription receipts, each subscription receipt was exchanged upon the closing of the Company's acquisition of Trend Financial Corp. for one common share of the Company. Holders of subscription receipts are not required to take any action in order to receive their common shares.
Canaccord Genuity Corp., INFOR Financial Corp., PI Financial Corporation and Raymond James Ltd. (collectively, the "Underwriters") received aggregate cash commission of $438,513 (being 6% of the gross proceeds realized by the Company in respect of the sale of the subscription receipts), 50% of which was paid upon the closing of the offering and 50% paid upon the conversion of the subscription receipts.
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
________________________________________
BRIACELL THERAPEUTICS CORP. ("BCT")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: April 20, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced March 7, 2018:
| Number of Shares: |
43,322,322 shares |
|
| Purchase Price: |
$0.10 per share |
|
| Warrants: |
43,322,322 share purchase warrants to purchase 43,322,322 shares |
|
| Warrant Exercise Price: |
0.14 for a three-year period |
|
| Number of Placees: |
62 Placees |
|
| Insider / Pro Group Participation: |
||
| Insider=Y / |
||
| Name |
ProGroup=P |
# of Shares |
| Saeid Babaei |
Y |
150,000 |
| Rahoul Sharan |
Y |
500,000 |
| Dr. William V. Williams |
Y |
645,600 |
| Marin E. Schmieg |
Y |
100,000 |
| Gadi Levin |
Y |
100,000 |
| Finder's Fee: |
$2,500 cash and 25,000 warrants payable to Canaccord Genuity Corp. |
|
| $29,500 cash and 295,000 warrants payable to Echelon Wealth Partners |
||
| $78,400 cash and 896,000 warrants payable to GMP Securities LP |
||
| $2,500 cash and 25,000 warrants payable to Mackie Research Capital |
||
| $13,875 cash and 138,750 warrants payable to Haywood Securities Inc. |
||
| $104,440 cash and 1,193,600 warrants payable to Leede Jones Gable Inc. |
||
| $4,000 cash and 40,000 warrants payable to PI Financial |
||
| Finder's fee warrants are exercisable at $0.14 per share for three years. |
||
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
________________________________________
CASTLE PEAK MINING LTD. ("CAP")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: April 20, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing a share purchase agreement dated July 31, 2017 (the "Agreement") between the Company and Star Goldfields Ltd., a private Ghana company, for the sale of the Company's wholly owned subsidiary, Castle Peak (2006) Ltd. ("Castle Peak (2006)"). Castle Peak (2006) indirectly held all of the Company's mining exploration assets in Ghana. The Company received US$4,250,000 in cash consideration in staged payments for the sale.
There were finder's fees of $212,500 paid in cash and the transaction was not a non-arm's length transaction.
For further information, please refer to the Company's news releases dated November 7, 2017 and March 20, 2018.
Insider / Pro Group Participation: Nil
________________________________________
CLAROCITY CORPORATION ("CLY")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: April 20, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 3,315,498 shares in lieu of cash to settle $185,667.93 in payment of interest payable under the November 14, 2017 Trust Indenture.
| Number of Creditors: |
1 Creditors |
|||
| Insider / Pro Group Participation: |
||||
| Insider=Y / |
Amount |
Deemed Price |
||
| Creditor |
Progroup=P |
Owing |
per Share |
# of Shares |
| Stableview Asset Management |
Y |
$185,667.93 |
$0.056 |
3,315,498 |
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
CLAROCITY CORPORATION ("CLY")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: April 20, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 2,035,712 shares in lieu of cash to settle $114,000 in payment of interest payable under the May 8, 2017 Trust Indenture.
| Number of Creditors: |
9 Creditors |
|||
| Insider / Pro Group Participation: |
||||
| Insider=Y / |
Amount |
Deemed Price |
||
| Creditor |
Progroup=P |
Owing |
per Share |
# of Shares |
| Stableview Asset Management |
Y |
$100,680 |
$0.056 |
1,797,857 |
| Dave Guebert |
Y |
$2,400 |
$0.056 |
42,857 |
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
EESTOR CORPORATION ("ESU")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: April 20, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Feb 09, 2018:
| Number of Shares: |
6,798,000 shares |
| Purchase Price: |
$0.30 per share |
| Warrants: |
6,798,000 share purchase warrants to purchase 6,798,000 shares |
| Warrant Initial Exercise Price: |
$0.45 |
| Warrant Term to Expiry: |
2 Years |
| Number of Placees: |
16 Placees |
| Finder's Fee: |
|
| Pi Financial Corp. |
$3,600.00 cash |
| AlphaNorth Asset Management |
$32,994.00 cash; 109,980 warrants |
| Finder Warrant Initial Exercise Price: |
$0.45 |
| Finder Warrant Term to Expiry: |
Expire 24 month from closing date |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
FULL METAL MINERALS LTD. ("FMM")
BULLETIN TYPE: Halt
BULLETIN DATE: April 20, 2018
TSX Venture Tier 2 Company
Effective at 5.00 a.m. PST, April 20, 2018, trading in the shares of the Company was halted due to pending review of fundamental acquisition; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
HUFFINGTON CAPITAL CORPORATION ("HU.P")
BULLETIN TYPE: Halt
BULLETIN DATE: April 20, 2018
TSX Venture Tier 2 Company
Effective at 5.00 a.m. PST, April 20, 2018, trading in the shares of the Company was halted due to failure to complete a qualifying transaction within 24 months of listing; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
JACKPOT DIGITAL INC ("JP.WT")
BULLETIN TYPE: Halt
BULLETIN DATE: April 20, 2018
TSX Venture Tier 2 Company
Effective at 5.52 a.m. PST, April 20, 2018, trading in the shares of the Company was halted due to pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
MELIOR RESOURCES INC. ("MLR")
BULLETIN TYPE: Shares for Bonuses
BULLETIN DATE: April 20, 2018
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 32,500,000 non-transferable bonus warrants in connection with a US$7,250,000 secured credit facility made available to the Company. The facility bears interest at 15% per annum and matures two years from the initial advance.
Each bonus warrant is exercisable into one common share at $0.095 for a two year period.
For further details, please refer to the Company's news releases dated October 25, 2017, January 25, 2018, April 10, 2018 and April 19, 2018.
_______________________________
MEXICAN GOLD CORP. ("MEX")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: April 20, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced March 26, 2018:
| Number of Shares: |
3,489,833 shares |
|
| Purchase Price: |
$0.30 per share |
|
| Warrants: |
3,489,833 share purchase warrants to purchase 3,489,833 shares |
|
| Warrant Exercise Price: |
$0.60 for a three year period |
|
| Number of Placees: |
16 Placees |
|
| Insider / Pro Group Participation: |
||
| Insider=Y / |
||
| Name |
ProGroup=P |
# of Shares |
| John Anderson |
Y |
100,000 |
| Palisade Global Investments Ltd. (Collin Kettell) |
Y |
800,000 |
Pursuant to Corporate Finance Policy 4.1, Section 1.9(e), the Company issued a news release dated April 10, 2018 announcing the closing of the private placement and setting out the four month hold period which expires April 11, 2018. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
________________________________________
MOBIO TECHNOLOGIES INC. ("MBO")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: April 20, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 866,670 shares and 100,000 share purchase warrants to settle outstanding debt for $65,000.24.
| Number of Creditors: |
3 Creditors |
|||
| Insider / Pro Group Participation: |
||||
| Insider=Y / |
Amount |
Deemed Price |
||
| Creditor |
Progroup=P |
Owing |
per Share |
# of Shares |
| Phoenix Ventures Inc. |
Y |
$25,000 |
$0.075 |
333,335 |
| (Laurie Baggio) |
||||
| Code Consulting Limited |
Y |
$25,000 |
$0.075 |
333,335 |
| (Lance Tracey) |
||||
| Warrants: |
100,000 share purchase warrants to purchase 100,000 shares |
|||
| Warrant Exercise Price: |
$0.15 for a two year period, subject to an acceleration clause. |
|||
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
NEW AGE METALS INC. ("NAM")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: April 20, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing a Property Option Agreement dated April 17, 2018 between New Age Metals Inc. (the Company) and Pacific Northwest Capital USA (a wholly owned subsidiary of the Company) and Anglo Alaska Gold Corp. (the Vendor, Curt Freeman) whereby the Company may acquire a 100% interest in the Genesis PGM property (10,240 acres) located in the Valdez and Chitina recording districts of Alaska. Consideration is US$200,000 and 800,000 common shares over a three year period. The company is also required to keep the claims in good standing. The Vendor retains a 3% NSR with the Company having the option to repurchase up to half of the NSR (1.5%) for US$500,000 per 0.5%, or US$1,500,000 total.
________________________________________
Nippon Dragon Resources Inc. ("NIP")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: April 20, 2018
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the documentation with respect to a Non-Brokered Private Placement:
| Number of Shares: |
1,000,000 common shares |
| Purchase Price: |
$0.05 per common share |
| Warrants: |
1,000,000 common share purchase warrants to purchase 1,000,000 common shares |
| Warrant Exercise Price: |
$0.075 per common share for a 24 month period following the closing of the private placement |
| Number of Placees: |
1 Placee |
The Company has announced the closing of the Private Placement by way of a press release dated January 8, 2018.
Ressources Nippon Dragon Inc (« NIP »)
TYPE DE BULLETIN : Placement privé sans l'entremise d'un courtier
DATE DU BULLETIN : Le 20 avril 2018
Société du groupe 2 de TSX Croissance
Bourse de croissance TSX a accepté le dépôt de la documentation en vertu d'un placement privé sans l'entremise d'un courtier :
| Nombre d'actions : |
1 000 000 actions ordinaires |
| Prix : |
0,05 $ par action ordinaire |
| Bons de souscription : |
1 000 000 bons de souscription permettant d'acquérir 1 000 000 actions ordinaires |
| Prix d'exercice des bons : |
0,075 $ par action ordinaire pour une période de 24 mois suivant la clôture du placement privé |
| Nombre de souscripteurs : |
1 souscripteur |
La société a annoncé la clôture du placement privé précité par l'émission de communiqué de presse daté du 8 janvier 2018.
_____________________________________
VELA MINERALS LTD. ("VLA")
BULLETIN TYPE: Remain Halted
BULLETIN DATE: April 20, 2018
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange ('TSXV') Bulletin dated April 19, 2018, trading in the shares of the Company will remain halted pending receipt and review of acceptable documentation regarding the change of business and/or Reverse Take-Over pursuant to Listings Policy 5.2.
This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange, pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
NEX COMPANIES
BRIGADIER GOLD LIMITED ("BRG.H")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: April 20, 2018
NEX Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced March 13, 2018 and April 4, 2018:
| Number of Shares: |
4,700,000 shares |
|
| Purchase Price: |
$0.10 per share |
|
| Warrants: |
4,700,000 share purchase warrants to purchase 4,700,000 shares |
|
| Warrant Exercise Price: |
$0.15 for a one year period |
|
| Number of Placees: |
21 Placees |
|
| Insider / Pro Group Participation: |
||
| Insider=Y / |
||
| Name |
ProGroup=P |
# of Shares |
| J. Alick Ryder |
Y |
400,000 |
| Grant Hall |
Y |
500,000 |
| Aggregate Pro Group Involvement |
P |
1,600,500 |
| [3 Placee(s)] |
||
| Finder's Fee: |
$18,000 cash and 188,000 warrants payable to PI Financial Corp. |
|
| The warrants are exercisable at $0.10 for 12 months. |
||
________________________________________
SOURCE TSX Venture Exchange
For further information: Market Information Services at 1-888-873-8392, or email: [email protected]
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