VANCOUVER, Sept. 5, 2017 /CNW/ -
TSX VENTURE COMPANIES
BULLETIN TYPE: Notice to Issuers
BULLETIN DATE: September 5, 2017
Re: Changes to the Settlement Cycle (T+2)
TSX Venture Exchange (the "Exchange") is reminding listed issuers that, effective September 5, 2017, the settlement cycles in the Canadian and U.S. securities industries are being shortened from trade date plus three business days ("T+3") to trade date plus two business days ("T+2"). Please see the Exchange's Bulletin dated July 13, 2017, and the Canadian Securities Administrators' news release dated April 27, 2017 outlining steps to support the transition to T+2.
In this regard, changes to the following portions of the Exchange's Corporate Finance Manual (the "Manual") related to the T+2 settlement cycle are being made effective as of September 5, 2017:
Policy 2.8 – Supplemental Listings;
Policy 3.2 – Filing Requirements and Continuous Disclosure;
Policy 4.5 – Rights Offerings; and
Form 3E - Dividend/Distribution Declaration.
The new September 5, 2017 versions of Policy 2.8, Policy 3.2, Policy 4.5 and Form 3E, with blacklined versions showing the changes made to each of them, are available at the following link:
https://www.tsx.com/listings/tsx-and-tsxv-issuer-resources/tsx-venture-exchange-issuer-resources
If you have any questions about this Bulletin, please contact:
| Charlotte Bell |
Senior Policy Counsel |
604-643-6577 |
|
| Kyle Araki |
Director, Capital Formation (Calgary) |
403-218-2851 |
|
| Tim Babcock |
Director, Capital Formation (Toronto) |
416-365-2202 |
|
| Andrew Creech |
Director, Capital Formation (Vancouver) |
604-602-6936 |
|
| Sylvain Martel |
Director, Capital Formation (Montréal) |
514-788-2408 |
TYPE DE BULLETIN : Avis aux émetteurs
DATE DU BULLETIN : Le 5 septembre 2017
Objet : Passage au cycle de règlement à T+2
La Bourse de croissance TSX (« TSXV ») souhaite rappeler aux émetteurs inscrits qu'à compter du 5 septembre 2017, les cycles de règlement du secteur des valeurs mobilières au Canada et aux États-Unis passeront de trois jours ouvrables après la date d'opération (« T+3 ») à deux jours ouvrables après la date d'opération (« T+2 »). Veuillez vous reporter au bulletin de la TSXV du 13 juillet 2017 et au communiqué de presse du 27 avril 2017 publié par les Autorités canadiennes en valeurs mobilières qui décrivent les mesures prises en vue de la transition vers un cycle de règlement de deux jours.
À cet égard, des modifications se rapportant au cycle de règlement à T+2 ont été apportées aux parties suivantes du Guide du financement des sociétés de la Bourse de croissance TSX (le « Guide ») et entreront en vigueur le 5 septembre 2017 :
Politique 2.8 – Inscriptions supplémentaires;
Politique 3.2 – Exigences en matière de dépôt et information continue;
Politique 4.5 – Placements de droits;
Formulaire 3E – Déclaration de dividende / distribution.
Vous pouvez consulter les versions datées du 5 septembre 2017 des politiques 2.8, 3.2, 4.5 et du formulaire 3E, ainsi que les versions avec marques de changements, en cliquant sur le lien suivant :
Pour toute question relative à ce bulletin, veuillez communiquer avec :
| Charlotte Bell |
Conseillère juridique principale, Politiques |
604 643‑6577 |
|
| Kyle Araki |
Directeur, Formation de capital (Calgary) |
403 218‑2851 |
|
| Tim Babcock |
Directeur, Formation de capital (Toronto) |
416 365-2202 |
|
| Andrew Creech |
Directeur, Formation de capital (Vancouver) |
604 602‑6936 |
|
| Sylvain Martel |
Directeur, Formation de capital (Montréal) |
514 788‑2408 |
_______________________________________
ALTAMIRA GOLD CORP. ("ALTA")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: September 5, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 236,111 shares at $0.18 per share to settle outstanding debt for $42,500.00.
Number of Creditors: 2 Creditors
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
ANGUS VENTURES INC. ("GUS.P")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: September 5, 2017
TSX Venture Tier 2 Company
Further to TSX Venture Exchange Bulletin dated August 31, 2017, effective at market open on Wednesday, September 6, 2017, shares of the Company will resume trading. The Company completed its public offering of securities on September 1, 2017. The gross proceeds received by the Company for the offering were $200,000 (2,000,000 common shares at $0.10 per share).
________________________________________
ANTIBE THERAPEUTICS INC. ("ATE")
BULLETIN TYPE: Prospectus-Unit Offering
BULLETIN DATE: September 5, 2017
TSX Venture Tier 2 Company
The Company has closed its financing pursuant to its Prospectus dated June 15, 2017, which was filed with and accepted by TSX Venture Exchange Inc., and filed with and receipted by the Securities Commissions of Ontario, Alberta and British Columbia on June 15, 2017, pursuant to the provisions of the applicable Securities Acts (the "Offering").
TSX Venture Exchange Inc. has been advised that the Offering closed on June 21, 2017 and August 18, 2017, for aggregate gross proceeds of $4,982,900.
| Agents: |
Bloom Burton Securities Inc., Dominick Inc. and Echelon Wealth Partners Inc. |
| Offering: |
49,828,999 units ("Units"). Each Unit consisting of one share and one-half of one common share purchase warrant ("Warrant"). |
| Unit Price: |
$0.10 per Unit |
| Warrant Exercise Price/Term: |
Each full Warrant entitles the holder to acquire one additional common share of the Company at a price of $0.15 for a period of three years. |
| Agent's Fee: |
an aggregate of $348,810, plus 3,488,030 broker warrants ("Broker Warrants") has been paid to the Agents. Each Broker Warrant is exercisable into one Unit at the same terms as above. |
| Over-Allotment Option: |
The Agents were granted an over-allotment option in connection with this Offering to purchase additional Units, up to 15% of the Offering. The over-allotment option was not exercised. |
________________________________________
BANDERA GOLD LTD. ("BGL")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: September 5, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to the first tranche of a Non-Brokered Private Placement announced August 29, 2017:
| Number of Shares: |
1,600,000 shares |
| Purchase Price: |
$0.05 per share |
| Warrants: |
800,000 share purchase warrants to purchase 800,000 shares |
| Warrant Exercise Price: |
$0.08 for a two year period |
| Number of Placees: |
3 Placees |
Insider / Pro Group Participation:
| Name |
Insider=Y / |
# of Shares |
| Robert R. Morrison |
Y |
540,000 |
| Russel J. Renneberg |
Y |
600,000 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company issued a news release dated September 1, 2017 announcing the closing of the first tranche of the private placement and setting out the expiry dates of the hold period(s). Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
________________________________________
COLORADO RESOURCES LTD. ("CXO")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: September 5, 2017
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Aug 04, 2017:
| Flow-Through Shares: |
|
| Number of FT Shares: |
12,720,000 flow through shares |
| Purchase Price: |
$0.365 per flow through share |
| Warrants: |
6,360,000 share purchase warrants to purchase 6,360,000 shares |
| Warrant Initial Exercise Price: |
$0.45 |
| Warrant Term to Expiry: |
30 months from closing |
| Non Flow-Through Shares: |
|
| Number of Non-FT Shares: |
10,000,000 non flow through shares |
| Purchase Price: |
$0.26 per non flow through share |
| Warrants: |
5,000,000 share purchase warrants to purchase 5,000,000 shares |
| Warrant Initial Exercise Price: |
$0.45 |
| Warrant Term to Expiry: |
30 months from closing |
| Number of Placees: |
32 Placees |
Insider / Pro Group Participation:
| Name |
Insider=Y / |
# of Shares |
|
| Exploratin Capital Partners 2014 Limited Partnership |
Y |
1,000,000 |
|
| (Arthur Richards Rule) |
|||
| Aggregate Pro-Group Involvement [2 Placees] |
P |
497,851 |
|
| Finder's Fee: |
|
| PI Financial Corp |
$3,120.00 cash |
| Leede Jones Gable |
$1,300.00 cash |
| Minvisory Corp |
$176,384.00 cash |
| Odlum Brown Limited |
$2,704.00 cash |
| Haywood Securities Inc. |
$6,760.00 cash |
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
ELEMENT LIFESTYLE RETIREMENT INC. ("ELM")
BULLETIN TYPE: Private Placement-Non-Brokered, Convertible Debenture/s
BULLETIN DATE: Sep 05, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Jun 19, 2017:
| Convertible Debenture |
$2,510,000.00 |
| Initial Conversion Price: |
$0.30 per common share |
| Term of Maturity: |
August 29, 2022 |
| Interest Rate: |
7% per annum on principal amount, payable semi-annually. See attachment for further details. |
| Number of Placees: |
5 Placees |
Insider / Pro Group Participation:
| Name |
Insider=Y / |
# of Shares |
| Grand Vision Develpment Ltd. |
Y |
0 |
| (Hua Min Chen) |
| Finder's Fee: |
|
| Royal Westwood Holdings Ltd. |
$60,000.00 cash |
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantee the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
HALIO ENERGY INC. ("HOIL")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: September 5, 2017
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced August 29, 2017:
| Number of Shares: |
25,000 shares |
| Purchase Price: |
$1.20 per share |
| Number of Placees: |
1 Placee |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company issued a news release dated September 1, 2017 announcing the closing of the private placement and setting out the expiry dates of the hold period(s).
________________________________________
HORIZON PETROLEUM LTD. ("HPL")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement, Correction
BULLETIN DATE: September 5, 2017
TSX Venture Tier 2 Company
Further to the bulletin dated September 1, 2017, the correct symbol for the company should have read as follows:
CORRECTION:
HORIZON PETROLEUM LTD. ("HPL")
_______________________________________
MISSION READY SERVICES INC. ("MRS")
BULLETIN TYPE: Halt
BULLETIN DATE: September 5, 2017
TSX Venture Tier 2 Company
Effective at 5:47 a.m. PST, September 5, 2017, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
PRO REAL ESTATE INVESTMENT TRUST ("PRV.UN")
BULLETIN TYPE: Normal Course Issuer Bid
BULLETIN DATE: September 5, 2017
TSX Venture Tier 1 Company
TSX Venture Exchange (the "Exchange") has been advised by the Company that pursuant to a Notice of Intention to make a Normal Course Issuer Bid dated August 18, 2017, the Company may repurchase for cancellation up to 2,707,803 trust units in its own capital stock, representing approximately 5.5% of the Company's public float as defined in the Exchange's policies. The purchases are to be made through the facilities of the Exchange during the period starting on August 25, 2017 to August 24, 2018. Purchases pursuant to the bid will be made by Leede Jones Gable Inc. on behalf of the Company.
FONDS DE PLACEMENT IMMOBILIER PRO (« PRV.UN »)
TYPE DU BULLETIN : Offre de rachat dans le cours normal des activités
DATE DU BULLETIN : Le 5 septembre 2017
Société du groupe 1 de TSX Croissance
Bourse de croissance TSX (la « Bourse ») a été avisée qu'en vertu d'un avis d'intention de procéder à une offre de rachat dans le cours normal des activités datée du 18 août 2017, la société peut racheter pour fin d'annulation, jusqu'à 2 707 803 parts de son capital représentant approximativement 5,5 % du flottant tel que défini dans les politiques de la Bourse. Les achats seront effectués par l'entremise de la Bourse durant la période débutant le 25 août 2017 et se terminant le 24 août 2018. Les achats en vertu de l'offre seront effectués par le biais de Leede Jones Gable Capital Inc.
________________________________________
ROUGHRIDER EXPLORATION LIMITED ("REL")
BULLETIN TYPE: Property-Asset or Share Purchase Amending Agreement
BULLETIN DATE: September 5, 2017
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange Inc.'s (the "Exchange") Bulletin dated July 17, 2014, the Exchange has accepted for filing documentation pertaining to an amendment to a Roughrider Exploration Limited (the "Company") agreement with Kivaliq Energy Corporation ("Kivaliq") in respect of the Genesis property, located in Saskatchewan.
The terms of the Amended Agreement are set out below:
| CASH |
SHARES |
EXPLORATION |
|
| On Exchange approval |
$125,000 (paid) |
1,969,828 (issued) |
- |
| On or before December 31, 2014 |
- |
- |
$1,000,000 (completed) |
| On or before August 31, 2015 |
$400,000 (paid) |
- |
- |
| On or before August 31, 2016 |
- |
1,969,828 (issued) |
- |
| On or before August 31, 2017 |
- |
2,500,000 (issued) |
$100,000 (completed) |
| On or before August 31, 2018 |
$250,000 |
- |
- |
| On or before August 31, 2019 |
$450,000 |
- |
$1,400,000 |
| Total |
$1,225,000 |
6,439,656 |
$2,500,000 |
The cash payments due on or before August 31, 2018 and August 31, 2019 may be settled in cash based on the twenty (20) day volume weighted average price of the Company's shares.
Insider / Pro Group Participation: Kivalliq currently holds 6,439,656 common shares of the Company.
For additional information please refer to the Company's news release dated September 1, 2017.
________________________________________
ROYALTY NORTH PARTNERS LTD. ("RNP.WT")
BULLETIN TYPE: Additional Listing
BULLETIN DATE: September 5, 2017
TSX Venture Tier 2 Company
Effective at the opening Wednesday, September 6, 2017, an additional 8,141,676 warrants of the Company will commence trading on TSX Venture Exchange. The warrants have been issued on the same terms as the warrants listed for trading effective January 3, 2017.
| Corporate Jurisdiction: |
British Columbia |
|
| Capitalization: |
39,580,046 |
warrants are issued and outstanding |
| Transfer Agent: |
Computershare Trust Company of Canada |
|
| Trading Symbol: |
RNP.WT |
|
| CUSIP Number: |
78081M 11 7 |
|
The warrants were issued pursuant to the first tranche closing of 16,283,356 units in a private placement which was accepted for filing by the Exchange on June 23, 2017. Each warrant entitles the holder to purchase one share at a price of $0.25 per share until September 1, 2021.
________________________________________
QUINTO RESOURCES INC. ("QIT")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: September 5, 2017
TSX Venture Tier 2 Company
Further to TSX Venture Exchange's Bulletin dated August 21, 2017, trading in the securities of Quinto Resources Inc. will resume at the opening on Wednesday, September 6, 2017.
The Exchange received the required documentation for the transaction disclosed by press releases dated August 22, 2017.
RESSOURCES QUINTO INC. (" QIT ")
TYPE DE BULLETIN : Reprise de la négociation
DATE DU BULLETIN : Le 5 septembre 2017
Société du groupe 2 de TSX Croissance
Suite au bulletin de la Bourse de croissance TSX daté du 21 août 2017, la négociation des titres de Ressources Quinto inc. sera reprise à l'ouverture des marchés le mercredi 6 septembre 2017.
La Bourse a reçu la documentation requise pour la transaction divulguée par communiqué de presse daté du 22 août 2017.
_____________________________________
TETHYAN RESOURCES PLC ("TETH")
BULLETIN TYPE: New Listing-Shares
BULLETIN DATE: September 5, 2017
TSX Venture Tier 2 Company
Effective at the opening, Wednesday, September 6, 2017 the shares of Tethyan Resources PLC (the "Company") will commence trading on the TSX Venture Exchange Inc. The Company is classified as a 'Mineral Exploration' company.
| Corporate Jurisdiction: |
United Kingdom |
|
| Capitalization: |
Unlimited |
shares with no par value of which |
| 168,182,052 |
shares are issued and outstanding |
|
| Escrowed Shares: |
Nil |
shares |
| Transfer Agent: |
Computershare Trust Company of Canada |
|
| Trading Symbol: |
TETH |
|
| CUSIP Number: |
G8764B 10 7 |
|
For further information, please refer to the Company's Final Prospectus dated August 14, 2017 available on SEDAR.
| Company Contact: |
Peter Mullens |
| Company Address: |
Ground Floor, 4 Wharf Street |
| Suite 30, St. Helier, Jersey |
|
| JE2 3NR |
|
| Company Phone Number: |
44 1534881885 |
| Company Email Address |
________________________________________
URBAN COMMUNICATIONS INC. ("UBN")
BULLETIN TYPE: Halt
BULLETIN DATE: September 5, 2017
TSX Venture Tier 2 Company
Effective at 6:19 a.m. PST, September 5, 2017, trading in the shares of the Company was halted at the request of the Company, pending news; this regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
ZOOMERMEDIA LIMITED ("ZUM")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: September 5, 2017
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation pertaining to a Share Purchase Agreement (the "Agreement") dated August 31, 2017, between ZoomerMedia Limited (the "Company") and several arm's length parties (collectively, the "Vendors"), whereby the Company has acquired all the issued and outstanding shares of On The Bay Inc. - a lifestyle magazine for the Georgian Bay area, for $643,000 in cash.
For further details, please refer to the Company's news release dated August 31, 2017.
______________________________
NEX COMPANIES
BLACK BIRCH CAPITAL ACQUISITION III CORP. ("BBC.H")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: September 5, 2017
NEX Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced May 15, 2017:
| Number of Shares: |
12,000,000 shares |
| Purchase Price: |
$0.05 per share |
| Number of Placees: |
24 Placees |
Insider / Pro Group Participation:
| Name |
Insider=Y / |
# of Shares |
| Paul Haber |
Y |
163,280 |
For further details, please refer to the Company's news releases dated June 22, 2017 and July 14, 2017.
________________________________________
WANGTON CAPITAL CORP. ("WT.H")
BULLETIN TYPE: Remain Halted
BULLETIN DATE: September 5, 2017
NEX Company
Further to the TSX Venture Exchange ('TSXV') Bulletin dated September 1, 2017, trading in the shares of the Company will remain halted Pending receipt and review of acceptable documentation regarding the Qualifying Transaction pursuant to Listings Policy 2.4.
This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange, pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
SOURCE TSX Venture Exchange
Market Information Services at 1-888-873-8392, or email: [email protected]
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