VANCOUVER, Oct. 3, 2016 /CNW/ -
ALSET ENERGY CORP. ("ION")
BULLETIN TYPE: Halt
BULLETIN DATE: October 3, 2016
TSX Venture Tier 2 Company
Effective at 10:35 a.m. PST, October 3, 2016, trading in the shares of the Company was halted, pending clarification of news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
CROWNIA HOLDINGS LTD. ("CNH")
BULLETIN TYPE: Halt
BULLETIN DATE: October 3, 2016
TSX Venture Tier 2 Company
Effective at 5:36 a.m. PST, October 3, 2016, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
CROWNIA HOLDINGS LTD. ("CNH")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: October 3, 2016
TSX Venture Tier 2 Company
Effective at 8:30 a.m. PST, October 3, 2016, shares of the Company resumed trading, an announcement having been made.
________________________________________
DIVERGENT ENERGY SERVICES CORP ("DVG")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: October 3, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 935,044 shares to settle outstanding debt for $144,931.51.
Number of Creditors: 51 Creditors
Insider / Pro Group Participation:
| Creditor |
Insider =Y / |
Amount Owing |
Deemed Price per Share |
# of Shares |
| Kenneth M. Bagan |
Y |
$1,260.27 |
$0.155 |
8,131 |
| Karalie M. Strutt |
Y |
$1,260.27 |
$0.155 |
8,131 |
| Kenneth Berg |
Y |
$630.14 |
$0.155 |
4,065 |
| Deanna Berg |
Y |
$126.03 |
$0.155 |
813 |
The Company shall issue a news release when the shares are issued and the debt extinguished.
________________________________________
ELY GOLD & MINERALS INC. ("ELY")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: October 3, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced August 26, 2016:
| Number of Shares: |
10,000,000 shares |
| Purchase Price: |
$0.14 per share |
| Warrants: |
5,000,000 share purchase warrants to purchase 5,000,000 shares |
| Warrant Exercise Price: |
$0.20 for a two year period |
| Number of Placees: |
64 Placees |
Insider / Pro Group Participation:
| Name |
Insider=Y / |
# of Shares |
| Trey Wasser |
Y |
102,215 |
| Steve Kenwood |
Y |
75,000 |
| Ronald Husband |
Y |
400,000 |
| Jerry Baughman |
Y |
300,000 |
| Scott Kelly |
Y |
100,000 |
| Aggregate Pro Group Involvement |
P |
300,000 |
| [3 Placees] |
||
| Finder's Fee: |
$4,830 cash payable to Haywood Securities Inc. |
|
| $840 cash payable to PI Financial Corp. |
||
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
________________________________________
INCA ONE GOLD CORP. ("IO")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: Oct 03, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced Jul 08, 2016:
| Number of Shares: |
25,369,455 shares |
| Purchase Price: |
$0.25 per share |
| Warrants: |
25,369,455 share purchase warrants to purchase 25,369,455 shares |
| Warrant Initial Exercise Price: |
$0.40 |
| Warrant Term to Expiry: |
3 Years |
| Number of Placees: |
83 Placees |
Insider / Pro Group Participation:
| Name |
Insider=Y / |
# of Shares |
| EKelly Investments |
Y |
1,041,406 |
| Edward Kelly |
||
| Edward Kelly |
Y |
458,124 |
| Mark Wright |
Y |
113,544 |
| Oliver Foeste |
Y |
1,355,200 |
| Brian Antenbring |
Y |
400,000 |
| Aggregate Pro-Group Involvement[5 Placees] |
P |
2,125,656 |
| Finder's Fee: |
||
| PI Financial Corp. |
$6,370.00 cash; 25,480 warrants |
|
| PI Financial Corp. |
$3,169.60 cash |
|
| Canaccord Genuity Corp. |
$500.00 cash; 8,000 warrants |
|
| Canaccord Genuity Corp. |
$19,200.00 cash; 76,800 warrants |
|
| Trapeze Capital Corp. |
$72,000.00 cash; 288,000 warrants |
|
| Trevor Throness |
$6,000.00 cash |
|
| Luis Zapata |
$1,500.00 cash |
|
| Zuri-Invest AG |
$32,000.00 cash; 128,000 warrants |
|
| Finder Warrant Initial Exercise Price: |
$0.40 |
|
| Finder Warrant Term to Expiry: |
3 year term |
|
Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
The above information is a summary only. Neither TMX Group Limited nor any of its affiliated companies guarantees the accuracy or completeness of the information contained in this document. Readers should consult the issuer's continuous disclosure record for complete details of the transaction.
________________________________________
LICO ENERGY METALS INC. ("LIC")
[formerly WILDCAT EXPLORATION LTD. ("WEL")]
BULLETIN TYPE: Name Change
BULLETIN DATE: October 3, 2016
TSX Venture Tier 2 Company
Pursuant to a director's resolution passed September 26, 2016, the Company has changed its name as follows. There is no consolidation of capital.
Effective at the opening Tuesday, October 4, 2016, the common shares of LiCo Energy Metals Inc. will commence trading on TSX Venture Exchange and the common shares of Wildcat Exploration Ltd. will be delisted.
| Capitalization: |
unlimited shares with no par value of which |
| 74,672,474 shares are issued and outstanding |
|
| Escrow: |
nil |
| Transfer Agent: |
Computershare Investor Services Inc. |
| Trading Symbol: |
LIC (new) |
| CUSIP Number: |
531696102 (new) |
________________________________________
MUNDORO CAPITAL INC. ("MUN")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: October 3, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced August 9, 2016:
| Number of Shares: |
8,333,333 shares |
| Purchase Price: |
$0.12 per share |
| Warrants: |
4,166,666 share purchase warrants to purchase 4,166,666 shares |
| Warrant Exercise Price: |
$0.20 for a two year period, subject to an acceleration clause. |
| Number of Placees: |
29 Placees |
Insider / Pro Group Participation:
| Name |
Insider=Y / |
# of Shares |
| Abaco Capital L.P. (Michael Sheridan) |
Y |
805,884 |
| Finder's Fee: |
Sprott Global Resource Investments, Ltd. $45,000 cash payable. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]
________________________________________
NORONT RESOURCES LTD. ("NOT")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: October 3, 2016
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced September 29, 2016:
| Number of Shares: |
3,000,000 shares |
| Purchase Price: |
$0.32 per share |
| Warrants: |
3,000,000 share purchase warrants to purchase 3,000,000 shares |
| Warrant Exercise Price: |
$0.40 for a three year period |
| Number of Placees: |
1 Placee |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company has issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
________________________________________
NV GOLD CORPORATION ("NVX")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement, Private Placement-Non-Brokered
BULLETIN DATE: October 3, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation related to the Data And Mining Claims Purchase And Sale Agreement dated September 1, 2016 among NV Gold Corporation (the "Company") and its wholly-owned subsidiary, NV Gold Corporation (USA) ("NVX US"), and Redstar Gold Corp. ("RGC") and its wholly-owned subsidiary, Redstar Gold (USA) Inc. ("RGC US") under which the Company has agreed to acquire a database of exploration information (the "Database") and NVX US has agreed to acquire a 100% interest in eleven mineral properties in Nevada (the "Properties") owned by RGC US for an aggregate of 6,172,730 common shares of the Company (the "Transaction").
Further information on the Transaction is available in the Company's news releases dated Aug 2nd to Sept 30, 2016.
| CASH |
SHARES |
WORK EXPENDITURES |
|
| Redstar Gold Corp. |
$0 |
1,337,425 |
$0 |
| Redstar Gold (USA) Inc. |
$0 |
4,835,305 |
$0 |
Private placement
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced August 10, 2016 and August 26, 2016:
| Number of Shares: |
2,750,000 shares |
| Purchase Price: |
$0.20 per share |
| Warrants: |
1,3750,000 share purchase warrants to purchase 1,3750,000 shares |
| Warrant Exercise Price: |
$0.40 for a two year period, subject to an acceleration clause. |
| Number of Placees: |
13 Placees |
Insider / Pro Group Participation:
| Name |
Insider=Y / |
# of Shares |
| John Watson |
Y |
510,000 |
| Paul Zyla |
Y |
200,000 |
| RAS Capital Corp. (Ron Schmitz) |
Y |
50,000 |
| Finder's Fee: |
Canaccord Genuity Corp. $2,250 cash payable. |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]
________________________________________
PATRIOT ONE TECHNOLOGIES INC ("PAT")
BULLETIN TYPE: Resume Trading, Reverse Takeover-Announced
BULLETIN DATE: October 3, 2016
TSX Venture Tier 2 Company
Effective at the open, Tuesday, October 4, 2016, trading in the shares of Patriot One Technologies Inc. (the "Company") will resume.
This resumption of trading does not constitute acceptance of the Company's previously announced proposed acquisition of the securities of Patriot One Detection Ltd. (the 'Reverse Takeover') (as described in the Company's press release of August 12, 2016), and should not be construed as an assurance of the merits of the transaction or the likelihood of completion. The Company is required to submit all of the required final documentation relating to the Reverse Takeover within 75 days of the issuance of the news release. IF THIS DOCUMENTATION IS NOT PROVIDED, OR IS INSUFFICIENT, A TRADING HALT MAY BE RE-IMPOSED.
Completion of the transaction is subject to a number of conditions, including but not limited to, Exchange acceptance. There is a risk that the transaction will not be accepted or that the terms of the transaction may change substantially prior to acceptance. SHOULD THIS OCCUR, A TRADING HALT MAY BE RE-IMPOSED.
________________________________________
PIVOT TECHNOLOGY SOLUTIONS, INC. ("PTG")
BULLETIN TYPE: Halt
BULLETIN DATE: October 3, 2016
TSX Venture Tier 2 Company
Effective at 5:57 a.m. PST, October 3, 2016, trading in the shares of the Company was halted, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
________________________________________
PIVOT TECHNOLOGY SOLUTIONS, INC. ("PTG")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: October 3, 2016
TSX Venture Tier 2 Company
Effective at 9:15 a.m. PST, October 3, 2016, shares of the Company resumed trading, an announcement having been made.
________________________________________
TEKMODO INDUSTRIES INC. ("TEK")
BULLETIN TYPE: Private Placement-Non-Brokered, Remain Halted
BULLETIN DATE: October 3, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced September 2, 2016:
First Tranche:
| Number of Shares: |
26,937,994 shares |
| Purchase Price: |
$0.15 per share |
| Warrants: |
13,468,997 share purchase warrants to purchase 13,468,997 shares |
| Warrant Exercise Price: |
$0.25 for a two-year period |
| Number of Placees: |
55 Placees |
Insider / Pro Group Participation:
| Name |
Insider=Y / |
# of Shares |
| The Valletta Group, LLC |
Y |
8,666,666 |
| (William Fenech) |
||
| John Proust |
Y |
666,666 |
| Eileen Au |
Y |
15,000 |
| Rhylin Bailie |
Y |
33,333 |
| Aggregate Pro Group Involvement |
P |
3,751,666 |
| [8 Placees] |
||
| Finder's Fee: |
$450 cash and 5,000 warrants payable to Echelon Wealth Partners Inc. |
|
| $13,335 cash and 148,167 warrants payable to PI Financial Corp. |
||
| $40,379.99 cash and 448,666 warrants payable to Haywood Securities Inc. |
||
| $20,475 cash and 227,500 warrants payable to Caerus Management Ltd. |
||
| $2,700 cash and 30,000 warrants payable to Canaccord Genuity Corp. |
||
| $43,767 cash and 486,300 warrants payable to Primary Capital Inc. |
||
| $15,600 cash and 173,333 warrants payable to Richardson GMP Limited |
||
| Finder's fee warrants are exercisable at $0.15 per share for one year. |
||
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
________________________________________
WEALTH MINERALS LTD. ("WML")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: October 3, 2016
TSX Venture Tier 2 Company
Property-Asset or Share Purchase Agreement
TSX Venture Exchange Inc. (the "Exchange") has accepted for filing documentation pertaining to an agreement dated August 10, 2016 (the "Agreement"), between Wealth Minerals Ltd. (the "Company"), James Dawson and Gary Belik (collectively, the "Vendors"). Pursuant to the Agreement, the Company acquired the option to earn a 100% interest in the Jesse Creek property, British Columbia (the "Property").
Consideration for the Property is as follows:
| CASH |
SHARES |
|
| Closing |
$40,000 |
200,000 |
| October 3, 2017 |
$80,000 |
400,000 |
| October 3, 2018 |
$160,000 |
600,000 |
| October 3, 2019 |
$320,000 |
800,000 |
| October 3, 2020 |
$400,000 |
1,000,000 |
Insider / Pro Group Participation: James Dawson holds a 50% interest in the Property and is a director of the Company.
For additional information please refer to the Company's news releases dated August 10, 2016 and September 15, 2016.
________________________________________
88 CAPITAL CORP. ("EEC")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: October 3, 2016
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced June 8, 2016 and August 11, 2016:
| Number of Shares: |
6,986,100 shares |
| Purchase Price: |
$0.08 per share |
| Warrants: |
3,443,050 share purchase warrants to purchase 3,443,050 shares |
| Warrant Exercise Price: |
$0.25 for a three year period |
| Number of Placees: |
47 Placees |
Insider / Pro Group Participation:
| Name |
Insider=Y / |
# of Shares |
| Aggregate Pro Group Involvement |
P |
362,500 |
| [2 Placees] |
||
| Finder's Fee: |
$10,400 payable to Canaccord Genuity Corp., with 130,000 warrants exercisable at $0.25 for three years |
|
| $1,920 payable to Global Securities Corporation, with 24,000 warrants exercisable at $0.25 for three years |
The Company issued a news release on August 18, 2016 confirming closing of the private placement. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
________________________________________
NEX COMPANIES
PARKSIDE RESOURCES CORPORATION ("PKS.H")
BULLETIN TYPE: Listing Maintenance Fees - Delist
BULLETIN DATE: October 3, 2016
NEX Company
Effective at the close of business on Monday, October 03, 2016, and in accordance with NEX Policy, section 15, the shares of the Company will be delisted from NEX, for failure to pay their quarterly NEX Listing Maintenance Fee. Prior to delisting, the shares of the Company were subject to a suspension from trading.
________________________________________
RIPPER OIL AND GAS INC. ("RYP.H")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: October 3, 2016
NEX Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced September 16, 2016:
| Number of Shares: |
10,000,000 shares |
| Purchase Price: |
$0.05 per share |
| Warrants: |
10,000,000 share purchase warrants to purchase 10,000,000 shares |
| Warrant Exercise Price: |
$0.06 for a one year period |
| Number of Placees: |
15 Placees |
Insider / Pro Group Participation:
| Name |
Insider=Y / |
# of Shares |
| The Emprise Special Opportunities |
||
| Fund (2013) Limited Partnership |
Y |
1,650,000 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company issued a news release announcing the closing of the private placement and setting out the expiry dates of the hold period on October 3, 2016. The Company must also issue a news release if the private placement does not close promptly.
________________________________________
VALPARAISO ENERGY INC. ("VPO.H")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: October 3, 2016
NEX Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced August 3, 2016:
| SECOND TRANCHE: |
|
| Number of Shares: |
4,820,000 shares |
| Purchase Price: |
$0.05 per share |
| Warrants: |
4,820,000 share purchase warrants to purchase 4,820,000 shares |
| Warrant Exercise Price: |
$0.10 for a one year period |
| Number of Placees: |
16 Placees |
| Finder's Fee: |
Canaccord Genuity Corp. - $24,100 and 482,000 warrants. |
| THIRD TRANCHE: |
|
| Number of Shares: |
2,000,000 shares |
| Purchase Price: |
$0.05 per share |
| Warrants: |
2,000,000 share purchase warrants to purchase 2,000,000 shares |
| Warrant Exercise Price: |
$0.10 for a one year period |
| Number of Placees: |
14 Placees |
| Finder's Fee: |
Canaccord Genuity Corp. - $3,000 and 60,000 warrants |
| Global Securities Corporaiton - $7,000 and 140,000 warrants |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. [Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.]
________________________________________
SOURCE TSX Venture Exchange
For further information: Market Information Services at 1-888-873-8392, or email: [email protected]
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