TSX Venture Exchange Daily Bulletins
Mar 23, 2015, 16:46 ET
VANCOUVER, March 23, 2015 /CNW/ -
TSX VENTURE COMPANIES:
BULLETIN TYPE: Notice to Issuers
BULLETIN DATE: March 23, 2015
Re: Dual-listings on Santiago Stock Exchange, Venture and Impact on "Venture Issuer" Status
Further to our agreement with Santiago Stock Exchange (SSE) announced this time last year, we are pleased to announce that SSE has created a new venture exchange board called the Santiago Stock Exchange, Venture (SSEV). Issuers listed on TSX Venture Exchange are able to dual-list on this new market. The initial focus of SSEV is on capital formation for small and medium enterprises in the exploration mining sector. The arrangement will facilitate access to capital from Latin American markets for TSX Venture issuers, through the possibility of participating in the Latin American Integrated Market, MILA.
TSX Venture issuers are reminded that a dual listing on TSX Venture and another stock exchange could impact that issuer's "venture issuer" status under Canadian securities laws. TSX Venture has submitted an application for blanket exemptive relief to all of the securities commissions in Canada, other than the Ontario Securities Commission (OSC), which, if approved, would permit TSX Venture issuers (other than those that are reporting issuers in Ontario) that are "venture issuers" to retain their "venture issuer" status even if dual-listed on SSEV. At this time, the application has not been approved and there is no certainty that it will be. Issuers should discuss the implications of the loss of "venture issuer" status with their legal counsel prior to dual-listing on SSEV.
TSX Venture issuers who wish to dual list on SSEV, that are reporting issuers in Ontario, will need to apply to the OSC for exemptive relief to retain their "venture issuer" status. TSX Venture is also looking at other possibilities in order to assist TSX Venture issuers that are reporting issuers in Ontario. If this is of interest to you please contact us at [email protected]
Regulatory efforts will be coordinated between the Chilean Securities and Insurance Supervisor and the BC and Alberta Securities Commissions to ensure the provision of mutual assistance and exchange of information required to maintain the high level of market integrity currently enjoyed by both marketplaces.
SSEV will pay to TSX Venture a portion of listing revenue received in respect of any TSX Venture listed issuers that list on SSEV. TSX Venture will pay to SSEV a portion of listing revenue received from South American based issuers that list on TSX Venture.
If you are interested in the exploring the opportunity of a dual-listing on SSEV, please contact Nicolas Almazán, Chief Business Development Officer at SSE at [email protected] and Javiera Sánchez, Issuers Manager at [email protected].
TYPE DE BULLETIN : Avis aux émetteurs
DATE DU BULLETIN : Le 23 mars 2015
Objet : Cotation simultanée à la Santiago Stock Exchange, Venture et Incidence sur le statut d'« émetteur émergent »
Comme suite à l'annonce de notre entente avec la Bourse de Santiago (SSE) vers la même période l'an dernier, nous avons le plaisir d'annoncer la création par la SSE d'un nouveau marché : la Santiago Stock Exchange, Venture (SSEV). Les émetteurs inscrits à la cote de la Bourse de croissance TSX ont la possibilité de s'inscrire simultanément à la cote de ce nouveau marché. La SSEV mettra initialement l'accent sur la formation de capital pour les petites et moyennes entreprises du secteur de l'exploration minière. L'entente facilitera l'accès aux capitaux des marchés latino-américains pour les émetteurs de la Bourse de croissance TSX, en leur offrant l'occasion de participer au marché intégré latino-américain (MILA).
Les émetteurs de la Bourse de croissance TSX doivent noter qu'une inscription simultanée à la cote de la Bourse de croissance TSX et d'une autre bourse est susceptible d'avoir une incidence sur leur statut d'« émetteur émergent » aux fins de la législation canadienne en valeurs mobilières. La Bourse de croissance TSX a déposé une demande de dispense générale auprès de toutes les commissions de valeurs mobilières au Canada, sauf la Commission des valeurs mobilières de l'Ontario (CVMO), qui, sous réserve de son approbation, permettrait aux « émetteurs émergents » de la Bourse de croissance TSX (à l'exception de ceux qui sont des émetteurs assujettis en Ontario) de conserver leur statut d'« émetteur émergent » malgré leur inscription simultanée à la SSEV. À l'heure actuelle, la demande n'a pas été approuvée et il n'y a aucune certitude qu'elle le sera. Les émetteurs doivent discuter des répercussions de la perte du statut d'« émetteur émergent » avec leurs conseillers juridiques avant de procéder à une inscription simultanée à la cote de la SSEV.
Les émetteurs de la Bourse de croissance TSX qui sont des émetteurs assujettis en Ontario et qui souhaitent procéder à une inscription simultanée à la cote de la SSEV devront déposer une demande de dispense auprès de la CVMO en vue de conserver leur statut d'« émetteur émergent ». La Bourse de croissance TSX envisage également d'autres possibilités pour aider les émetteurs de la Bourse de croissance TSX qui sont des émetteurs assujettis en Ontario. Si vous êtes intéressé, veuillez écrire à b[email protected].
Les efforts en matière de réglementation feront l'objet d'une coordination entre l'organisme de surveillance des secteurs de l'assurance et des valeurs mobilières du Chili et les commissions des valeurs mobilières de la Colombie-Britannique et de l'Alberta, afin de veiller à la prestation réciproque d'assistance et au partage d'information nécessaires au maintien du degré d'intégrité élevé dont jouissent actuellement les deux marchés.
La SSEV versera à la Bourse de croissance TSX une partie du produit perçu de l'inscription d'émetteurs de la Bourse de croissance TSX à la cote de la SSEV. La Bourse de croissance TSX versera à la SSEV une partie du produit perçu de l'inscription d'émetteurs établis en Amérique du Sud à la cote de la Bourse de croissance TSX.
Si vous souhaitez explorer la possibilité d'une inscription simultanée à la cote de la SSEV, écrivez à Nicolas Almazán, directeur du développement commercial à la SSE, à [email protected], et à Javiera Sánchez, gestionnaire des émetteurs, à [email protected].
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ACTIVE GROWTH CAPITAL INC. ("ACK")
BULLETIN TYPE: Halt
BULLETIN DATE: March 23, 2015
TSX Venture Tier 2 Company
Effective at 7:47 a.m., PST, March 23, 2015\, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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AURION RESOURCES LTD. ("AU")
BULLETIN TYPE: Property-Asset or Share Purchase Amending Agreement
BULLETIN DATE: March 23, 2015
TSX Venture Tier 2 Company
Further to the bulletin dated September 8, 2014 with respect to the purchase agreement between the Company and Dragon Mining Oy, a wholly-owned subsidiary of Dragon Ming Limited (ASX:DRA) regarding the acquisition of a 100% interest in the Kutuvuoma and Silasselka exploration projects located in Northern Finland, TSX Venture Exchange has accepted for filing a Letter Agreement dated March 3, 2015 whereby the terms of the original May 23, 2014 agreement has been amended to include the removal of the Right of First Refusal clause, the inclusion of an additional clause in relation to Confidential Information and the relaxing of the time period before the Company can seek a third party partner. In consideration of the amendments, the Company will issue a total of 750,000 common shares (250,000 shares will be issued upon execution of the Letter Agreement and 500,000 shares will be issued either at the issuance of the final instalment of shares due or on the termination of the agreement) at a deemed price of $0.05 per share in addition the 6,000,000 shares issuable pursuant to the original agreement.
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JAGUAR FINANCIAL CORPORATION ("JFC")
BULLETIN TYPE: Declaration of Dividend
BULLETIN DATE: March 23, 2015
TSX Venture Tier 2 Company
The Issuer has declared the following dividend(s):
| Dividend per Common Share: |
$0.001 |
| Payable Date: |
April 17, 2015 |
| Record Date: |
April 3, 2015 |
| Ex-Dividend Date: |
March 31, 2015 |
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LION ONE METALS LIMITED ("LIO")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: March 23, 2015
TSX Venture Tier 1 Company
Effective at 5:30 A.M., PST, March 23, 2015, shares of the Company resumed trading, an announcement having been made.
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MAPLE LEAF ROYALTIES CORP. ("MPL")
BULLETIN TYPE: Halt
BULLETIN DATE: March 23, 2015
TSX Venture Tier 2 Company
Effective at 5:47 a.m., PST, March 23, 2015, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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MOSAIC CAPITAL CORPORATION ("M.PR.A")
BULLETIN TYPE: Declaration of Dividend
BULLETIN DATE: March 23, 2015
TSX Venture Tier 1 Company
The Issuer has declared the following dividend(s):
| Dividend per Preferred Security: |
$0.0833 |
| Payable Date: |
April 15, 2015 |
| Record Date: |
March 31, 2015 |
| Ex-Dividend Date: |
March 27, 2015 |
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NEW ZEALAND ENERGY CORP. ("NZ")
BULLETIN TYPE: Private Placement-Non-Brokered, Amendment
BULLETIN DATE: March 23, 2015
TSX Venture Tier 2 Company
Further to the bulletin dated March 20, 2015 with respect to the private placement of 44,250,000 shares at $0.04 per share, TSX Venture Exchange has been advised of the payment of the following finder's fees:
| Finder's Fee: |
Forsyth Barr - $12,500.00 |
| Adelaide Equity Partners - $17,700.00 |
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NOBEL REAL ESTATE INVESTMENT TRUST ("NEL.UN")
BULLETIN TYPE: Notice of Distribution
BULLETIN DATE: March 23, 2015
TSX Venture Tier 2 Company
The Issuer has declared the following distribution(s):
| Distribution per Unit: |
$0.000957 |
| Payable Date: |
April 15, 2015 |
| Record Date: |
March 31, 2015 |
| Ex-Distribution Date: |
March 27, 2015 |
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NORTHWEST INTERNATIONAL HEALTHCARE PROPERTIES REIT ("MOB.UN")
BULLETIN TYPE: Notice of Distribution
BULLETIN DATE: March 23, 2015
TSX Venture Tier 2 Company
The Issuer has declared the following distribution(s):
| Distribution per Trust Unit: |
$0.018333 |
| Payable Date: |
April 15, 2015 |
| Record Date: |
March 31, 2015 |
| Ex-Distribution Date: |
March 27, 2015 |
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PETROMIN RESOURCES LTD. ("PTR")
BULLETIN TYPE: Private Placement-Non-Brokered, Correction
BULLETIN DATE: March 23, 2015
TSX Venture Tier 1 Company
Further to the TSX Venture Exchange bulletin dated March 20, 2015, the Finder's Fee should have as follows:
| Finder's Fee: |
$300 is payable to Leede Financial Markets Inc. |
| 130,000 shares is payable to Clark Tajcnar |
All other details remain unchanged.
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PRO REAL ESTATE INVESTMENT TRUST ("PRV.UN")
BULLETIN TYPE: Notice of Distribution
BULLETIN DATE: March 23, 2015
TSX Venture Tier 1 Company
The Issuer has declared the following distribution(s):
| Distribution per Unit: |
$0.0175 |
| Payable Date: |
April 15, 2015 |
| Record Date: |
March 31, 2015 |
| Ex-Distribution Date: |
March 27, 2015 |
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PURE MULTI-FAMILY REIT LP ("RUF.U") ("RUF.UN")
BULLETIN TYPE: Notice of Distribution
BULLETIN DATE: March 23, 2015
TSX Venture Tier 1 Company
The Issuer has declared the following distribution(s):
| Distribution per U.S. Class Unit: |
US$0.03125 |
| Payable Date: |
April 15, 2015 |
| Record Date: |
March 31, 2015 |
| Ex-Distribution Date: |
March 27, 2015 |
| Distribution per CDN Class Unit: |
US$0.03125 |
| Payable Date: |
April 15, 2015 |
| Record Date: |
March 31, 2015 |
| Ex-Distribution Date: |
March 27, 2015 |
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ROSA CAPITAL INC. ("RSA.P")
BULLETIN TYPE: Notice – QT Not Completed – Approaching 24 Months of Listing
BULLETIN DATE: March 23, 2015
TSX Venture Tier 2 Company
The shares of the Company were listed on TSX Venture Exchange on April 22, 2013. The Company, which is classified as a Capital Pool Company ('CPC'), is required to complete a Qualifying Transaction ('QT') within 24 months of its date of listing, in accordance with Exchange Policy 2.4.
The records of the Exchange indicate that the Company has not yet completed a QT. If the Company fails to complete a QT by its 24-month anniversary date of April 22, 2015, the Company's trading status may be changed to a halt or suspension without further notice, in accordance with Exchange Policy 2.4, Section 14.6.
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SILK ROAD ENERGY INC. ("SLK")
BULLETIN TYPE: Remain Halted
BULLETIN DATE: March 23, 2015
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange ('TSXV') Bulletin dated March 19, 2015, effective at 12:40 p.m., March 23, 2015, trading in the shares of the Company will remain halted pending receipt and review of acceptable documentation regarding a Change of Business and/or Reverse Takeover pursuant to TSXV Listings Policy 5.2. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange, pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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SOURCE TSX Venture Exchange
For further information: Market Information Services at 1-888-873-8392, or email: [email protected]
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