VANCOUVER, Dec. 1, 2014 /CNW/ -
TSX VENTURE COMPANIES:
BULLETIN TYPE: Notice to Issuers
BULLETIN DATE: December 1, 2014
Re: New Exhibit 1 to Form 2A – Personal Information Form and Form 2C1 – Declaration
The Ontario Provincial Police (the "OPP") has notified TSX Venture Exchange ("TSXV") that it will require TSXV to use an updated Exhibit 1 with both the Form 2A – Personal Information Form ("PIF") and Form 2C1 – Declaration ("Statutory Declaration"). The identification requirements remain unchanged.
The new Exhibit 1 - Security Screening Check ("New Exhibit 1") will replace the current Exhibit 1 – Release and Discharge Relating to Consent to Disclosure of Criminal Record Information ("Old Exhibit 1").
Applicants should review New Exhibit 1 carefully. In addition to new and revised Third Party Disclosure and Release, Discharge and Consent sections, New Exhibit 1 contains additional fields for:
- Email address and telephone number;
- Country of birth;
- Residential addresses for the past 5 years; and
- (Optional) Driver's licence number.
TSXV will continue to accept PIFs and Statutory Declarations completed with the Old Exhibit 1 until January 31, 2015, but encourages applicants to begin using the New Exhibit 1 now.
Effective February 1, 2015, TSXV will only accept PIFs or Statutory Declarations with the New Exhibit 1. TSXV will return PIFs or Statutory Declarations submitted on or after February 1, 2015 that do not attach the New Exhibit 1 and this may delay the review and clearance of those documents.
To assist you with accurately completing the New Exhibit 1, the OPP and TSXV have developed an information sheet. The document, Security Screening Check – Information for the Applicant is posted on TSXV's website at:
http://www.tmx.com/en/listings/venture_issuer_resources/finance_forms.html.
If you have any questions about this Notice to Issuers, please contact TSXV Investigative Services, [email protected] or telephone 416.947.4514.
TYPE DE BULLETIN : Avis aux émetteurs
DATE DU BULLETIN : Le 1 december 2014
Objet : Nouvelle annexe 1 du formulaire 2A – Formulaire de renseignements personnels – et du formulaire 2C1 – Déclaration
La Bourse de croissance TSX (la « TSXV ») a été avisée par la Police provinciale de l'Ontario (l'« O.P.P. ») qu'elle devra utiliser une annexe 1 mise à jour pour le formulaire 2A – Formulaire de renseignements personnels (le « FRP ») et le formulaire 2C1 – Déclaration (la « déclaration »). Les exigences en matière d'identification demeurent inchangées.
La nouvelle annexe 1 – Enquête de sécurité (la « nouvelle annexe 1 ») remplacera l'annexe 1 actuelle, intitulée Autorisation de révéler le contenu d'un casier judiciaire et décharge de responsabilité (l'« ancienne annexe 1 »).
Les requérants devraient examiner attentivement la nouvelle annexe 1. Outre les nouvelles sections révisées, intitulées Divulgation à une tierce partie et Libération, décharge et consentement, la nouvelle annexe 1 contient les nouveaux champs suivants :
- Courriel et numéro de téléphone;
- Pays de naissance;
- Adresses de résidence des cinq dernières années;
- Numéro de permis de conduire (facultatif).
La TSXV continuera d'accepter les déclarations et les FRP accompagnés de l'ancienne annexe 1 jusqu'au 31 janvier 2015, mais encourage les requérants à commencer à utiliser la nouvelle annexe 1 dès maintenant.
À compter du 1 février 2015, la TSXV n'acceptera que les déclarations et les FRP accompagnés de la nouvelle annexe 1, et elle retournera toute déclaration solennelle ou tout FRP qui n'est pas accompagné de la nouvelle annexe 1, ce qui pourrait retarder l'examen et l'approbation de ces documents.
L'O.P.P. et la TSXV ont élaboré un feuillet d'information pour vous aider à remplir correctement la nouvelle annexe 1. Ce document, intitulé Enquête de sécurité – Renseignements à l'intention du demandeur, est affiché sur le site Web de la TSXV au :
http://www.tmx.com/fr/listings/venture_issuer_resources/finance_forms.html
Si vous avez des questions au sujet du présent avis aux émetteurs, veuillez communiquer avec le Service d'enquête de la TSXV par courriel à [email protected] ou par téléphone au 416 947-4514.
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ANCHOR CAPITAL CORPORATION ("ANC.P")
BULLETIN TYPE: New Listing-CPC-Shares, Halt
BULLETIN DATE: December 1, 2014
TSX Venture Tier 2 Company
This Capital Pool Company's ('CPC') Amended and Restated Prospectus dated September 29, 2014, amending and restating the final prospectus dated July 2, 2014, has been filed with and accepted by TSX Venture Exchange and the Alberta Securities Commission effective September 29, 2014, pursuant to the provisions of the Alberta Securities Act. The Common Shares of the Company will be listed on TSX Venture Exchange on the effective date stated below.
The Company will complete its initial distribution of securities to the public on Tuesday, December 2, 2014. The gross proceeds received by the Company for the Offering will be $351,400 (3,514,000 common shares at $0.10 per share).
| Commence Date: |
At the opening on Tuesday, December 2, 2014, |
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| the Common shares will commence trading on |
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| TSX Venture Exchange. Trading in the shares of |
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| the Company will be immediately halted pending |
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| receipt of acceptable documentation regarding |
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| the Capital Pool Company listing pursuant to |
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| Exchange Policy 2.4. |
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| Corporate Jurisdiction: |
Alberta |
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| Capitalization: |
Unlimited |
common shares with no par value of which |
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| 3,514,000 |
common shares are issued and outstanding |
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| Escrowed Shares: |
2,000,000 |
common shares |
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| Transfer Agent: |
Alliance Trust Company |
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| Trading Symbol: |
ANC.P |
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| CUSIP Number: |
033002106 |
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| Sponsoring Member: |
Richardson GMP Limited |
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| Agent's Options: |
351,400 non-transferable stock options. One option to |
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| purchase one share at $0.10 per share up to 24 months |
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| from date of issuance. |
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| For further information, please refer to the Company's Prospectus dated September 29, 2014. |
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| Company Contact: |
Douglas M. Stuve |
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| Company Address: |
Suite 1600, Dome Tower, 333-7th Avenue SW |
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| Calgary, AB |
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| T2P 2Z1 |
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| Company Phone Number: |
403 234-3337 |
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| Company Fax Number: |
403 260-6016 |
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| Company Email Address: |
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| Seeking QT primarily in these sectors: |
Unknown |
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________________________________________
AUMENTO CAPITAL IV CORPORATION ("ACV.P")
BULLETIN TYPE: Remain Halted
BULLETIN DATE: December 1, 2014
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange ('TSXV') Bulletin dated November 25, 2014, effective at 5:26 a.m., December 1, 2014, trading in the shares of the Company will remain halted pending receipt and review of acceptable documentation regarding the Qualifying Transaction pursuant to TSXV Listings Policy 2.4.
This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange, pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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BFK CAPITAL CORP. ("BFK.P")
BULLETIN TYPE: Halt
BULLETIN DATE: December 1, 2014
TSX Venture Tier 2 Company
Effective at 5:00 a.m., PST, December 1, 2014, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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BLACKSTEEL ENERGY INC. ("BEY")
BULLETIN TYPE: Warrant Term Extension, Remain Halted, Correction
BULLETIN DATE: December 1, 2014
TSX Venture Tier 2 Company
Further to the TSX Venture Exchange Bulletin dated November 28, 2014, the Bulletin should have read as follows:
| New Expiry Date of Warrants: |
April 30, 2015 |
All other terms of the Bulletin remain unchanged.
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BORDER PETROLEUM LIMITED ("BOR")
BULLETIN TYPE: Property-Asset or Share Purchase Agreement
BULLETIN DATE: December 1, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation pursuant to an Agreement of Purchase and Sale of Assets dated July 31, 2014 (the "Agreement") between the Company and an arm's length, private oil and gas company (the "Vendor"), whereby the Company acquired certain oil and gas assets (the "Acquisition"), located in the Chip Lake, Royce, Mulligan and Blueridge areas of North/North Central Alberta (the "Proprieties"). In consideration, the Company paid $2,800,000 in cash to the Vendor.
| Insider / Pro Group Participation: |
None |
For further information, please see the Company's press release dated August 29, 2014.
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CARRIE ARRAN RESOURCES INC. ("SCO")
BULLETIN TYPE: Property-Asset or Share Purchase Amending Agreement
BULLETIN DATE: December 1, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation pertaining to an amendment dated November 24, 2014 to an existing Option Agreement (the "Agreement"), dated October 1, 2012, between Carrie Arran Resources Inc. (the "Company") and Michael Leahy (the "Vendor"), whereby the parties have agreed to amend the payment and exploration expenditure schedules pertaining to certain mining claims (the "Black Creek Property") in return for a one-time payment of 25,000 common shares to the Vendor.
For further details, please refer to the Company's news release dated November 28, 2014.
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CLIFTON STAR RESOURCES INC. ("CFO")
BULLETIN TYPE: Halt
BULLETIN DATE: December 1, 2014
TSX Venture Tier 2 Company
Effective at 5:00 a.m., PST, December 1, 2014, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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CLIFTON STAR RESOURCES INC. ("CFO")
BULLETIN TYPE: Resume Trading
BULLETIN DATE: December 1, 2014
TSX Venture Tier 2 Company
Effective at 6:30 a.m., PST, December 1, 2014, shares of the Company resumed trading, an announcement having been made.
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CRITICAL OUTCOME TECHNOLOGIES INC. ("COT")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 1, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced October 17, 2014, November 7, 2014 and November 26, 2014:
| Number of Shares: |
10,177,760 common shares |
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| Purchase Price: |
US$0.23 per share |
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| Warrants: |
10,177,670 share purchase warrants attached to purchase 10,177,760 shares |
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| Warrant Exercise Price: |
US$0.34 for a five year period |
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| Number of Placees: |
55 placees |
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| Insider / Pro Group Participation: |
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| Insider=Y / |
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| Name |
ProGroup=P |
# of Shares |
| David Sanderson |
Y |
278,610 |
| Debi Sanderson |
Y |
95,000 |
| Aggregate ProGroup |
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| Involvement [2 placees] |
P |
19,500 |
| Finder's Fee: |
An aggregate of $148,795 in cash and 578,116 finders' warrants (each |
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| exercisable into one common share at a price of US$0.26 for a five year |
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| period) was payable to Canaccord Genuity Corp., Industrial Alliance |
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| Securities Inc., TD Waterhouse Canada Inc., IS Capital Markets Inc., |
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| KFL Capital Management Ltd., BMO Nesbitt Burns and PI Financial. |
The Company has issued news releases announcing the closings of the private placement and setting out the expiry dates of the hold period(s).
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ELECTRA GOLD LTD. ("ELT")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 1, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to the second tranche of a Non-Brokered Private Placement announced October 1, 2014 and October 16, 2014:
| Number of Shares: |
3,400,000 shares |
| Purchase Price: |
$0.05 per share |
| Warrants: |
3,400,000 share purchase warrants to purchase 3,400,000 shares |
| Warrant Exercise Price: |
$0.10 for a two year period |
| Number of Placees: |
1 Placee |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
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GRENVILLE GOLD CORP. ("GVG")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 1, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced October 29, 2014:
| Number of Shares: |
12,000,000 shares |
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| Purchase Price: |
$0.05 per share |
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| Warrants: |
12,000,00 share purchase warrants to purchase 12,000,000 shares |
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| Warrant Exercise Price: |
$0.06 for a one year period, subject to an accelerated expiry |
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| Number of Placees: |
9 placees |
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| Insider / Pro Group Participation: |
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| Insider=Y / |
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| Name |
ProGroup=P |
# of Shares |
| Sonny Janda |
Y |
1,200,000 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly. Note that in certain circumstances the Exchange may later extend the expiry date of the warrants, if they are less than the maximum permitted term.
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IONA ENERGY INC. ("INA")
BULLETIN TYPE: Private Placement Non-Brokered
BULLETIN DATE: December 1, 2014
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced September 2, 2014:
| Number of Units: |
3,750,000 units ("Units") |
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| Each Unit consists of one common share and one common share |
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| purchase warrant ("Warrant"). |
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| Purchase Price: |
$0.40 per Unit |
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| Warrants: |
3,750,000 share purchase warrants to purchase 3,750,000 shares |
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| Warrant Exercise Price: |
$0.48 for the first year and at an exercise price of $0.58, $0.69, $0.83 |
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| and $1.00 in the each subsequent year, beginning from year 2 until |
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| year five. |
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| Additionally, the Warrants will vest and become exercisable as to one-fifth |
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| (20%) upon the date of grant and 20% every year thereafter. |
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| Number of Placees: |
2 placees |
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| Insider / Pro Group Participation: |
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| Insider=Y / |
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| Name |
ProGroup=P / |
# of Units |
| Iain McKendrick |
Y |
1,875,000 |
| Tom Reynolds |
Y |
1,875,000 |
| Finder's Fee: |
None |
________________________________________
JUBILEE GOLD EXPLORATION LTD. ("JUB")
BULLETIN TYPE: Miscellaneous – Conversion of Common Shares
BULLETIN DATE: December 1, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange accepts for filing the Company's request to i) change the Company's constating documents, ii) convert the common shares of the Company to Class A common shares on a 1 for 1 basis and iii) redeem the unconverted common shares (collectively, the "Capital Reorganization"). The change to the Company's constating documents includes the creation of i) the class A common shares of the Company, ii) a conversion right of the Company in regard to the common shares, iii) a redemption right for the common shares, and (iv) the cancellation of the common shares, the latter of which will be effected forthwith following the effective date of the Capital Reorganization. Details of the Capital Reorganization are included in the Company's information circular dated April 15, 2014.
In connection with the conversion of the common shares into class A common shares, effective at the close of business on Tuesday, December 2, 2014, the common shares will be delisted from TSX Venture Exchange at the request of the Company and the class A common shares will be listed as follows:
| Capitalization: |
Unlimited |
shares with no par value of which |
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| 7,831,578 |
shares are issued and outstanding |
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| Escrow |
Nil |
shares |
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| Transfer Agent: |
Computershare Investor Services Inc. |
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| Trading Symbol: |
JUB |
(UNCHANGED) |
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| CUSIP Number: |
48126M208 |
(NEW) |
|
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MEDICURE INC. ("MPH")
BULLETIN TYPE: Shares for Debt
BULLETIN DATE: December 1, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing the Company's proposal to issue 205,867 common shares of the Company ("Shares") at a deemed price of $1.98 per Share to three Non-Arms Length Parties for an aggregate total of $407,617
| Number of Creditors: |
3 Creditors |
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| Insider / Pro Group Participation: |
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| Insider=Y / |
Amount |
Deemed Price |
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| Creditor |
Progroup=P |
Owing |
per Share |
# of Shares |
| Brent Fawkes |
Y |
$22,128 |
$1.98 |
11,176 |
| Gerald McDole |
Y |
$87,680 |
$1.98 |
44,283 |
| Albert Friesen |
Y |
$297,808 |
$1.98 |
150,408 |
| Warrants: |
None |
The Company shall issue a news release when the shares are issued and the debt extinguished.
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MOUNT DAKOTA ENERGY CORP. ("MMO")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 1, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced November 14, 2014:
| Number of Shares: |
6,000,000 shares |
|
| Purchase Price: |
$0.05 per share |
|
| Number of Placees: |
7 placees |
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| Insider / Pro Group Participation: |
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| Insider=Y / |
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| Name |
ProGroup=P |
# of Shares |
| Steve Loo |
Y |
2,500,000 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly.
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SUN ENTERTAINMENT HOLDING CORPORATION ("SED")
BULLETIN TYPE: Halt
BULLETIN DATE: December 1, 2014
TSX Venture Tier 2 Company
Effective at 5:00 a.m., PST, December 1, 2014, trading in the shares of the Company was halted at the request of the Company, pending news. This regulatory halt is imposed by Investment Industry Regulatory Organization of Canada, the Market Regulator of the Exchange pursuant to the provisions of Section 10.9(1) of the Universal Market Integrity Rules.
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TUSCANY ENERGY LTD. ("TUS")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 1, 2014
TSX Venture Tier 2 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced November 10, 2014, and closed in tranches on November 17, 2014 and November 27, 2014:
| Number of Shares: |
2,730,000 shares issued on a flow-through basis in respect of |
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| Canadian development expenses (the "CDE FT Shares") |
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| Purchase Price: |
$0.44 per CDE FT Share |
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| Warrants: |
None |
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| Number of Placees: |
25 placees |
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| Insider / Pro Group Participation: |
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| Insider=Y / |
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| Name |
ProGroup=P |
# of Shares |
| Humboldt Capital Corporation |
Y |
267,700 |
| Similie Foscolus |
Y |
50,000 |
| Aggregate Pro Group |
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| Involvement [5 placees] |
P |
627,600 |
| Finder's Fee: |
$5,280 cash payable to Richardson GMP Limited |
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| $11,000 cash payable to PI Financial Corp. |
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| $9,926 cash payable to Acumen Capital Finance Partners Limited |
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| $2,640 cash payable to Industrial Alliance Securities Inc. |
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| $7,840 cash payable to Canaccord Genuity Group Inc. |
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| $5,280 cash payable to Wolverton Securities Ltd. |
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| $12,608 cash payable to Dundee Securities Ltd. |
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WESTERNZAGROS RESOURCES LTD. ("WZR")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 1, 2014
TSX Venture Tier 1 Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced August 14, 2014:
| Number of Shares: |
274,755,015 non-voting Class A Preferred Shares, Series 1 |
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| ("Preferred Shares") |
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| Each Preferred Share is convertible into one common share on a |
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| one to one basis upon certain terms and conditions. |
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| Purchase Price: |
$0.65 per Pref Share |
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| Warrants: |
None |
|
| Number of Placees: |
1 Placee |
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| Insider / Pro Group Participation: |
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| Insider=Y / |
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| Name |
ProGroup=P |
# of Shares |
| Crest Energy International LLC |
Y |
274,755,015 |
| Finder's Fee: |
None |
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NEX COMPANY:
CENTURY ENERGY LTD. ("CEY.H")
BULLETIN TYPE: Private Placement-Non-Brokered
BULLETIN DATE: December 1, 2014
NEX Company
TSX Venture Exchange has accepted for filing documentation with respect to a Non-Brokered Private Placement announced October 15, 2014:
| Number of Shares: |
2,350,000 shares |
|
| Purchase Price: |
$0.08 per share |
|
| Warrants: |
2,350,000 share purchase warrants to purchase 2,350,000 shares |
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| Warrant Exercise Price: |
$0.10 for a one year period |
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| Number of Placees: |
6 Placees |
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| Insider / Pro Group Participation: |
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| Insider=Y / |
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| Name |
ProGroup=P |
# of Shares |
| Jimmy McCarroll |
Y |
312,500 |
Pursuant to Corporate Finance Policy 4.1, Section 1.11(d), the Company must issue a news release announcing the closing of the private placement and setting out the expiry dates of the hold period(s). The Company must also issue a news release if the private placement does not close promptly.
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SOURCE: TSX Venture Exchange
Market Information Services at 1-888-873-8392, or email: [email protected]
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