TORONTO, March 9, 2012 /CNW/ - We are pleased to announce that David Sharpe will be joining the firm as General Counsel for ROI Management Ltd. and ROI Advisors Ltd. (collectively referred to as "ROI"). Mr Sharpe will join ROI as of March 9, 2012 and will lead our compliance department as well as oversee general legal and regulatory matters.
David Sharpe is a highly regarded industry figure with extensive experience. Before joining ROI, Mr. Sharpe was Vice-President, Legal and Chief Compliance Officer at CI Financial/ Assante Wealth Management where he was responsible for stewardship of the national compliance department addressing regulatory and legal matters, policy development and training.
Prior to CI Financial, Mr. Sharpe was Director of Investigations, Mutual Fund Dealers Association of Canada, where he was responsible for the Investigations Department and for the MFDA's national investigations mandate, managing a national team of compliance/risk professionals.
His work experience also includes designations as Senior Vice-President and Chief Compliance Officer at Citigroup, Inc./ Primerica Financial Services and as Chief Risk and Compliance Officer at B2B Trust.
ROI is pleased to welcome Mr. Sharpe to the firm.
About ROI Management
Established in 2002, ROI Management Ltd. has grown from a single fund to a range of products for investors. ROI Management's investment solutions include a tax credit fund, mutual funds and private placements funds. Today, we manage over $1.5 billion in assets across 10 funds.
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