IN THE MATTER OF THE SECURITIES ACT
R.S.O. 1990, c. S.5, AS AMENDED
- AND -
IN THE MATTER OF
TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC.,
TD WATERHOUSE CANADA INC. and TD INVESTMENT SERVICES INC.
TORONTO, Nov. 7, 2014 /CNW/ - The Office of the Secretary issued a Notice of Hearing to consider whether it is in the public interest to approve the Settlement Agreement dated November 7, 2014, on a no-contest basis, between Staff of the Commission and TD Waterhouse Private Investment Counsel Inc., TD Waterhouse Canada Inc. and TD Investment Services Inc.
The hearing pursuant to subsections 127(1) and 127(2) and section 127.1 of the Securities Act, R.S.O. 1990, c. S.5, as amended (the "Act") will be held at the offices of the Commission located at 20 Queen Street West, 17th Floor, on November 13, 2014 at 10:00 a.m.
A copy of the Notice of Hearing dated November 7, 2014and Statement of Allegations of Staff of the Ontario Securities Commission dated November 7, 2014 are available at www.osc.gov.on.ca
OFFICE OF THE SECRETARY
SOURCE: Ontario Securities Commission
For further information: For media inquiries: [email protected]; For investor inquiries: OSC Contact Centre, 416-593-8314, 1-877-785-1555 (Toll Free)