TORONTO, Oct. 26 /CNW/ - On September 14, 2009, a Hearing Panel of the Pacific Regional Council of the Mutual Fund Dealers Association of Canada ("MFDA") issued its Decision and Reasons in connection with the disciplinary hearing held in Vancouver, British Columbia in respect of Tony Tung-Yuan Lin. A copy of the Decision and Reasons is available on the MFDA website at www.mfda.ca.
MFDA Staff has applied to the British Columbia Securities Commission for a Hearing and Review of the Decision and Reasons of the MFDA Hearing Panel regarding Mr. Lin, pursuant to sections 27 and 28 of the British Columbia Securities Act. A copy of MFDA Staff's request for review is available on the BCSC website at http://www.bcsc.bc.ca/enforcement/Docket.asp?txtFileID=443.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 145 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE Mutual Fund Dealers Association of Canada
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