TORONTO, Jan. 29 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Colin Corner, Heather D. Halladay, John J. Hanson, Richard G. Moore and James E. Rainbird (the "Respondents") by Notice of Hearing dated October 21, 2008.
An appearance took place in this proceeding today by teleconference before a three-member Hearing Panel of the MFDA's Central Regional Council.
The hearing of this matter on its merits has been scheduled to take place on July 5-6, 8-9 and 12-16, 2010, commencing at 10:00 a.m. (Eastern), or as soon thereafter as the hearing can be held, in the hearing room at the offices of the MFDA located at 121 King Street West, Toronto, Ontario. The hearing will be open to the public, except as may be required for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 141 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE Mutual Fund Dealers Association of Canada
For further information: For further information: Marco Wynnyckyj, Hearings Coordinator, (416) 945-5146 or firstname.lastname@example.org