TORONTO, May 4, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Russell Chang (the "Respondent") by Notice of Hearing (the "Notice of Hearing") dated October 14, 2014.
The next appearance in this proceeding will take place by teleconference before the Hearing Panel on May 7, 2015 at 9:30 a.m. (Pacific), or as soon thereafter as the appearance can be held, in order to schedule the continuation of the hearing of this matter on its merits. The appearance will be open to the public, except as may be required for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent carried on business in Richmond, British Columbia.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 104 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA's complaint and enforcement processes, as well as links to 'Check an Advisor' and other Investor Tools, visit the For Investors page on the MFDA website.
SOURCE Mutual Fund Dealers Association of Canada
For further information: Marco Wynnyckyj, Manager, Hearings Administration, 416-945-5146, [email protected]