TORONTO, Nov. 13 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding against Carmen G. Moerike by Notice of Hearing dated June 22, 2009.
An appearance by teleconference took place in this proceeding today before a three-member Hearing Panel of the MFDA's Prairie Regional Council.
Following consideration of submissions by the parties, the Hearing Panel ordered that the hearing of this matter on its merits will take place on May 27-28, 2010 at 10:00 a.m. (Regina), or as soon thereafter as the hearing can be held, at a location to be announced in Regina, Saskatchewan. The appearance will be open to the public, except as may be required for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 145 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE Mutual Fund Dealers Association of Canada
For further information: For further information: Marco Wynnyckyj, Hearings Coordinator, (416) 945-5146 or firstname.lastname@example.org