TORONTO, Oct. 2, 2012 /CNW/ - A Hearing Panel of the Prairie Regional Council of the MFDA has issued its Reasons for Decision in connection with the disciplinary hearing held in Calgary, Alberta on August 28, 2012 in the matter of Russell Brower-Berkhoven.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 120 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE: Mutual Fund Dealers Association of Canada
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