TORONTO, April 30, 2013 /CNW/ - A Hearing Panel of the MFDA's Prairie Regional Council has issued its Reasons for Decision in connection with the settlement hearing held in Winnipeg, Manitoba on March 27, 2013 in the matter of Gary Golden.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 116 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE: Mutual Fund Dealers Association of Canada
For further information:
Director of Litigation
Vice-President, Prairie Region