MFDA Hearing Panel issues Decision and Reasons (Penalty) in the matter of Jack Comeau

News provided by

Mutual Fund Dealers Association of Canada

Dec 11, 2013, 17:25 ET

TORONTO, Dec. 11, 2013 /CNW/ - A Hearing Panel of the MFDA's Prairie Regional Council has issued its Decision and Reasons (Penalty) in connection with a disciplinary hearing held in Saskatoon, Saskatchewan in respect of Jack Louis Comeau.

A copy of the Decision and Reasons (Penalty) is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent carried on business in Saskatoon, Saskatchewan.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 113 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA's complaint and enforcement processes, as well as links to 'Check an Advisor' and other Investor Tools, visit the For Investors page on the MFDA website.

SOURCE: Mutual Fund Dealers Association of Canada

Hugh Corbett
Managing Director, Enforcement
416-943-4685
[email protected] 

Mark Stott
Vice-President, Prairie Region
403-215-8329
[email protected]

Organization Profile

Mutual Fund Dealers Association of Canada

The Mutual Fund Dealers Association of Canada (MFDA) is the national self-regulatory organization (SRO) for the distribution side of the Canadian mutual fund industry. It was established in June 1998 at the initiative of the Canadian Securities Administrators. The MFDA...