TORONTO, June 3, 2013 /CNW/ - A Hearing Panel of the MFDA's Pacific Regional Council has issued its Decision and Reasons (Penalty) in connection with a disciplinary hearing held in Vancouver, British Columbia in respect of Enzo DeVuono.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 115 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE: Mutual Fund Dealers Association of Canada
For further information:
Director of Litigation
Vice-President, Pacific Region