TORONTO, Sept. 16, 2013 /CNW/ - A Hearing Panel of the MFDA's Atlantic Regional Council has issued its Decision and Reasons with respect to a motion heard on April 10, 2013 in Halifax, Nova Scotia in the matter of Gabriele Gentile.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 115 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE: Mutual Fund Dealers Association of Canada
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Managing Director, Enforcement