TORONTO, July 30, 2013 /CNW/ - A Hearing Panel of the Prairie Regional Council of the MDFA has issued its Decision and Reasons (Misconduct) in connection with the disciplinary hearing held in Saskatoon, Saskatchewan on April 5, 2013 and May 16, 2013 in the matter of Jack Comeau.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 115 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE: Mutual Fund Dealers Association of Canada
For further information:
Managing Director, Enforcement
Vice-President, Prairie Region