TORONTO, Dec. 15, 2014 /CNW/ - The Mutual Fund Dealers Association of Canada (the "MFDA") commenced a disciplinary proceeding in respect of Charanjit Goody Aul (the "Respondent") by Notice of Hearing (the "Notice of Hearing") dated October 10, 2014.
The first appearance in this proceeding, originally scheduled to take place by teleconference on December 16, 2014, has been rescheduled, on consent, to December 18, 2014, at 1:00 p.m. (Pacific), or as soon thereafter as the appearance can be held, and will be open to the public, except as may be required for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent carried on business in Vancouver, British Columbia.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 108 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA's complaint and enforcement processes, as well as links to 'Check an Advisor' and other Investor Tools, visit the For Investors page on the MFDA website.
SOURCE: Mutual Fund Dealers Association of Canada
For further information: Marco Wynnyckyj, Manager, Hearings Administration, 416-945-5146, [email protected]