TORONTO, April 8 /CNW/ - The MFDA commenced a disciplinary proceeding against Kent Owen Westgard by Notice of Hearing dated December 21, 2009.
The hearing of this matter on its merits will take place before a Hearing Panel of the Prairie Regional Council on April 29-30, 2010 at 10:00 a.m. (Prairie), or as soon thereafter as the hearing can be held, in the hearing room located at the Hotel Le Germain-Calgary, 899 Centre Street SW, Calgary, Alberta.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 141 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE Mutual Fund Dealers Association of Canada
For further information: For further information: Marco Wynnyckyj, Hearings Coordinator, (416) 945-5146 or firstname.lastname@example.org