TORONTO, March 17, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Sanjeev Kumar Duggal (the "Respondent") by Notice of Hearing (the "Notice of Hearing") dated December 19, 2014.
The hearing of this matter on its merits, scheduled to take place on March 19, 2015, has been adjourned on consent of the parties to March 26, 2015 at 10:00 a.m. (Eastern), or as soon thereafter as the matter can be heard, in the hearing room at the MFDA offices, located at 121 King Street West, Suite 1000, Toronto, Ontario. The proceeding will be open to the public, except as may be required for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondent carried on business in the Oakville, Ontario area.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 105 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA's complaint and enforcement processes, as well as links to 'Check an Advisor' and other Investor Tools, visit the For Investors page on the MFDA website.
SOURCE Mutual Fund Dealers Association of Canada
For further information: Marco Wynnyckyj, Manager, Hearings Administration, 416-945-5146, email@example.com