TORONTO, Dec. 6, 2012 /CNW/ - The MFDA commenced a disciplinary proceeding in respect of Peiqing (Anna) He by Notice of Hearing dated April 20, 2012.
The hearing of this matter on its merits, originally scheduled to take place on December 7, 2012, has been adjourned to January 22, 2013 commencing at 9:00 a.m. (Eastern), or as soon thereafter as the hearing can be held, in the MFDA hearing room located at 121 King Street West, Suite 1000, Toronto, Ontario. The hearing will be open to the public, except as may be required for the protection of confidential matters.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 118 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE: Mutual Fund Dealers Association of Canada
For further information:
416-945-5146 or [email protected]