TORONTO, Oct. 15 /CNW/ - The hearing and review of the February 29, 2008 decision of a Hearing Panel of Market Regulation Services Inc. (RS) in the matter of David Berry was heard by the Ontario Securities Commission on October 29, 2008.
The Ontario Securities Commission released its decision on September 23, 2009, dismissing the application by David Berry. The Ontario Securities Commission's Decision and Reasons are available at www.osc.gov.on.ca.
IIROC is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. Created in 2008 through the consolidation of the Investment Dealers Association of Canada and Market Regulation Services Inc., IIROC sets high quality regulatory and investment industry standards, protects investors and strengthens market integrity while maintaining efficient and competitive capital markets. IIROC carries out its regulatory responsibilities through setting and enforcing rules regarding the proficiency, business and financial conduct of dealer firms and their registered employees and through setting and enforcing market integrity rules regarding trading activity on Canadian equity marketplaces.
SOURCE Investment Industry Regulatory Organization of Canada (IIROC) - General News
For further information: For further information: Jeff Kehoe, Director, Enforcement, (416) 943-6996, email@example.com; Dylan Rae, Public Affairs Specialist, (416) 943-5846, firstname.lastname@example.org