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ASC suspends registration of Walton Capital Management Inc.
CALGARY, April 28, 2017 /CNW/ - The Alberta Securities Commission (ASC) has suspended the registration of Walton Capital Management Inc. (WCMI) after a meeting with WCMI management today, pending the surrender of the registration of the firm. WCMI consented to the suspension.
While the suspension remains in place, WCMI is prohibited from providing advice and selling securities to investors. The ASC will be following up with WCMI concerning their regulatory obligations.
The ASC is the regulatory agency responsible for administering the province's securities laws. It is entrusted with fostering a fair and efficient capital market in Alberta and with protecting investors. As a member of the Canadian Securities Administrators, the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets.
SOURCE Alberta Securities Commission
For further information: Media Inquiries: Nicole Tuncay, Senior Communications Advisor, 403.297.4008
RELATED LINKShttp://www.albertasecurities.com
Organization Profile
Alberta Securities Commission
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