TORONTO, July 8, 2013 /CNW/ - A Hearing Panel of the Central Regional
Council of the MDFA has issued its Reasons for Decision in connection
with the settlement hearing held in Toronto, Ontario on June 18, 2013
in the matter of Kimberly Ann Haylock.
A copy of the Hearing Panel's Reasons for Decision is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers, regulating the operations, standards of practice and business
conduct of its 115 Members and their approximately 80,000 Approved
Persons with a mandate to protect investors and the public interest.
SOURCE: Mutual Fund Dealers Association of Canada
For further information:
Managing Director, Enforcement