TORONTO, Oct. 1, 2013 /CNW/ - A Hearing Panel of the MFDA's Pacific Regional Council has issued its
Reasons for Decision in connection with the settlement hearing held in
Victoria, British Columbia on July 23, 2013 in the matter of Corey
A copy of the Hearing Panel's Reasons for Decision is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers, regulating the operations, standards of practice and business
conduct of its 115 Members and their approximately 80,000 Approved
Persons with a mandate to protect investors and the public interest.
SOURCE: Mutual Fund Dealers Association of Canada
For further information:
Managing Director, Enforcement
Vice-President, Pacific Region