TORONTO, June 3, 2013 /CNW/ - A Hearing Panel of the MFDA's Pacific Regional Council has issued its
Decision and Reasons (Penalty) in connection with a disciplinary
hearing held in Vancouver, British Columbia in respect of Enzo DeVuono.
A copy of the Decision and Reasons (Penalty) is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers, regulating the operations, standards of practice and business
conduct of its 115 Members and their approximately 80,000 Approved
Persons with a mandate to protect investors and the public interest.
SOURCE: Mutual Fund Dealers Association of Canada
For further information:
Director of Litigation
Vice-President, Pacific Region