MFDA Hearing Panel issues Decision and Reasons in the matter of Thomas Arseneau

TORONTO, Dec. 12, 2012 /CNW/ - A Hearing Panel of the MFDA's Atlantic Regional Council has issued its Decision and Reasons in connection with the MFDA disciplinary hearing held in Fredericton, New Brunswick in the matter of Thomas G. Arseneau.

A copy of the Hearing Panel's Decision and Reasons is available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 117 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest.

SOURCE: Mutual Fund Dealers Association of Canada

For further information:

Shaun Devlin
Vice-President, Enforcement
416-943-4672 or sdevlin@mfda.ca


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