TORONTO, Dec. 6, 2012 /CNW/ - The MFDA commenced a disciplinary proceeding in respect of Peiqing
(Anna) He by Notice of Hearing dated April 20, 2012.
The hearing of this matter on its merits, originally scheduled to take
place on December 7, 2012, has been adjourned to January 22, 2013
commencing at 9:00 a.m. (Eastern), or as soon thereafter as the hearing
can be held, in the MFDA hearing room located at 121 King Street West,
Suite 1000, Toronto, Ontario. The hearing will be open to the public,
except as may be required for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers, regulating the operations, standards of practice and business
conduct of its 118 Members and their approximately 80,000 Approved
Persons with a mandate to protect investors and the public interest.
SOURCE: Mutual Fund Dealers Association of Canada
For further information:
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