Notice from the Office of the Secretary - Ontario Securities Commission

IN THE MATTER OF THE SECURITIES ACT,
R.S.O. 1990, c. S.5, AS AMENDED

- AND -

IN THE MATTER OF EDA MARIE AGUECI, DENNIS WING, SANTO IACONO, JOSEPHINE RAPONI, KIMBERLEY STEPHANY, HENRY FIORILLO,
GIUSEPPE (JOSEPH) FIORINI, JOHN SERPA, IAN TELFER,
JACOB GORNITZKI and POLLEN SERVICES LIMITED

TORONTO, Nov. 30, 2015 /CNW/ - The Commission issued an Order in the above named matter which provides that the Sanctions and Costs Order is varied solely to amend paragraph 1(a) such that, as amended, it will read as follows:

1. With respect to Agueci:

(a) pursuant to clause 2 of subsection 127(1) of the Act, trading in any securities by Agueci shall cease permanently, except that Agueci shall be permitted to trade:

i. for the sole purpose of liquidating all securities held at Assante Asset Management Ltd. in her name for the purpose of directing part of the proceeds of the liquidation to be paid directly to the Commission in the amount of $650,000 and the remaining proceeds to be used by Agueci for any proper purpose not inconsistent with the within order;

ii. mutual funds, exchange-traded funds, government bonds and/or guaranteed investment certificates ("GICs") for the account of any registered retirement savings plan ("RRSP"), registered retirement income fund ("RRIF") and tax free savings account ("TFSA"), as defined in the Income Tax Act, R.S.C. 1985, c.1, as amended (the "Income Tax Act"), in which Agueci has sole legal and beneficial ownership;

iii. solely through a registered dealer in Ontario, to whom Agueci must have given a copy of this order; and

iv. only after the amounts ordered in subparagraphs 1(g) and 1(h) have been paid in full;

A copy of the Order dated November 30, 2015 is available at www.osc.gov.on.ca.

OFFICE OF THE SECRETARY
JOSÉE TURCOTTE
SECRETARY

SOURCE Ontario Securities Commission

For further information: For media inquiries: media_inquiries@osc.gov.on.ca; For investor inquiries: OSC Contact Centre, 416-593-8314, 1-877-785-1555 (Toll Free)

RELATED LINKS
http://www.osc.gov.on.ca

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