TORONTO, July 21 /CNW/ - The MFDA commenced a disciplinary proceeding against Piotr (Peter) Lipski by Notice of Hearing dated May 14, 2010.
As specified in the Notice of Hearing, the first appearance in this matter took place on July 20, 2010 before a three-member Hearing Panel of the MFDA's Pacific Regional Council.
The Hearing Panel directed that the next appearance in this proceeding will take place via teleconference on September 17, 2010 at 10:00 a.m. (Pacific) and the hearing on the merits will take place on October 12, 2010 at 10:00 a.m. (Pacific) at a venue to be announced. Both appearances will be open to the public, except as may be required for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 138 Members and their approximately 73,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE Mutual Fund Dealers Association of Canada
For further information: For further information: Marco Wynnyckyj, Hearings Coordinator, 416-945-5146 or email@example.com