TORONTO, July 26 /CNW/ - The MFDA commenced a disciplinary proceeding against Graham Charles Hoard by Notice of Hearing dated June 4, 2010.
As specified in the Notice of Hearing, the first appearance in this matter took place today before a three-member Hearing Panel of the MFDA's Prairie Regional Council.
The hearing of this matter on its merits will take place on December 3, 2010 at 10:00 a.m. (Mountain) at a venue to be announced. The hearing will open to the public, except as may be required for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 139 Members and their approximately 73,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE Mutual Fund Dealers Association of Canada
For further information: For further information: Marco Wynnyckyj, Hearings Coordinator, 416-945-5146 or firstname.lastname@example.org