TORONTO, July 21 /CNW/ - A disciplinary hearing in the matter of Gregory James Richard Burner was held July 19 and 20, 2010 in Winnipeg, Manitoba before a three-person Hearing Panel of the MFDA's Prairie Regional Council.
The Hearing Panel found that the misconduct described in Allegation 1 of the Notice of Hearing issued on March 16, 2010 had been established. The Panel ordered that submissions with respect to penalty will take place on a date and at a venue to be announced.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 138 Members and their approximately 73,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE Mutual Fund Dealers Association of Canada
For further information: For further information: Shaun Devlin, Vice-President, Enforcement, 416-943-4672 or firstname.lastname@example.org