TORONTO, Aug. 12 /CNW/ - A Hearing Panel of the MFDA's Prairie Regional Council has issued its Reasons for Decision regarding misconduct in connection with the disciplinary hearing held in Winnipeg, Manitoba on July 19-20, 2010 in the matter of Gregory James Richard Burner.
A copy of the Reasons for Decision is available on the MFDA website at www.mfda.ca. Submissions with respect to penalty will take place on a date and at a venue to be announced.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 139 Members and their approximately 73,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE Mutual Fund Dealers Association of Canada
For further information: For further information: Shaun Devlin, Vice-President, Enforcement, 416-943-4672 or firstname.lastname@example.org