TORONTO, Aug. 12 /CNW/ - A Hearing Panel of the MFDA's Prairie Regional Council has issued its Reasons for Decision in connection with the disciplinary hearing held in Regina, Saskatchewan on May 27, 2010 in the matter of Carmen G. Moerike.
A copy of the Reasons for Decision is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 139 Members and their approximately 73,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE Mutual Fund Dealers Association of Canada
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