TORONTO, Dec. 12, 2012 /CNW/ - A Hearing Panel of the Prairie Regional Council of the MFDA has issued
its Reasons for Decision in connection with the disciplinary hearing
held in Edmonton, Alberta on October 23, 2012 in the matter of Alex
A copy of the Hearing Panel's Reasons for Decision is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers, regulating the operations, standards of practice and business
conduct of its 117 Members and their approximately 80,000 Approved
Persons with a mandate to protect investors and the public interest.
SOURCE: Mutual Fund Dealers Association of Canada
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