TORONTO, March 29 /CNW/ - The MFDA commenced a disciplinary proceeding against Carmen G. Moerike by Notice of Hearing dated June 22, 2009.
The hearing of this matter on its merits will take place before a Hearing Panel of the Prairie Regional Council on May 27-28, 2010 at 10:00 a.m. (Central), or as soon thereafter as the hearing can be held, in the hearing room located at the Delta Hotel Regina, 1919 Saskatchewan Drive, Regina, Saskatchewan.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 141 Members and their approximately 75,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE Mutual Fund Dealers Association of Canada
For further information: For further information: Marco Wynnyckyj, Hearings Coordinator, (416) 945-5146 or firstname.lastname@example.org