TORONTO, April 13, 2015 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a disciplinary proceeding in respect of Rouzbeh Vatanchi ("Vatanchi") and Kitty Ho ("Ho") (collectively, the "Respondents") by Notice of Hearing (the "Notice of Hearing") dated October 14, 2014.
The hearing of this matter on its merits, originally scheduled to take place on April 14, 2015, has been adjourned to a date to be determined and to be announced accordingly. The hearing will be open to the public, except as may be required for the protection of confidential matters.
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca. During the period described in the Notice of Hearing, the Respondents carried on business in the Greater Toronto Area.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 104 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest. For more information about the MFDA's complaint and enforcement processes, as well as links to 'Check an Advisor' and other Investor Tools, visit the For Investors page on the MFDA website.
SOURCE Mutual Fund Dealers Association of Canada
For further information: Marco Wynnyckyj, Manager, Hearings Administration, 416-945-5146, firstname.lastname@example.org