IN THE MATTER OF Stephen Taub - Appeal

TORONTO, Sept. 23 /CNW/ - The July 15, 2008 decision of the Ontario Divisional Court in the matter of Stephen Taub was heard by the Court of Appeal for Ontario on February 11, 2009.

The Court of Appeal for Ontario released its decision on August 28, 2009, allowing the appeal, setting aside the decision of the Ontario Divisional Court and affirming the May 17, 2007 decision of the Ontario Securities Commission.

To obtain a copy of the appeal decision, please contact the Court of Appeal for Ontario.

The Ontario Securities Commission's Decision and Reasons are available at www.osc.gov.on.ca.

IIROC is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. Created in 2008 through the consolidation of the Investment Dealers Association of Canada and Market Regulation Services Inc., IIROC sets high quality regulatory and investment industry standards, protects investors and strengthens market integrity while maintaining efficient and competitive capital markets. IIROC carries out its regulatory responsibilities through setting and enforcing rules regarding the proficiency, business and financial conduct of dealer firms and their registered employees and through setting and enforcing market integrity rules regarding trading activity on Canadian equity marketplaces.

SOURCE Investment Industry Regulatory Organization of Canada (IIROC) - General News

For further information: For further information: Alex Popovic, Vice President, Enforcement, (416) 943-6904, apopovic@iiroc.ca; Jeff Kehoe, Director, Enforcement, (416) 943-6996, jkehoe@iiroc.ca


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