TORONTO, July 31, 2012 /CNW/ - The Mutual Fund Dealers Association of Canada ("MFDA") commenced a
disciplinary proceeding in respect of Thomas G. Arseneau by Notice of
Hearing dated December 22, 2011.
The hearing of this matter on its merits concluded today in Fredericton,
New Brunswick before a three-person Hearing Panel of the MFDA's
Atlantic Regional Council. The Hearing Panel reserved its decision and
advised that it will issue its decision and written reasons in due
A copy of the Notice of Hearing is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers, regulating the operations, standards of practice and business
conduct of its 121 Members and their approximately 75,000 Approved
Persons with a mandate to protect investors and the public interest.
SOURCE: Mutual Fund Dealers Association of Canada
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