TORONTO, March 13, 2013 /CNW/ - A Hearing Panel of the Central Regional
Council of the MFDA has issued its Reasons for Decision in connection
with the settlement hearing held in Toronto, Ontario on January 22,
2013 in the matter of Keith Kee-Peng Tan.
A copy of the Hearing Panel's Reasons for Decision is available on the MFDA website at www.mfda.ca.
The MFDA is the self-regulatory organization for Canadian mutual fund
dealers, regulating the operations, standards of practice and business
conduct of its 115 Members and their approximately 80,000 Approved
Persons with a mandate to protect investors and the public interest.
SOURCE: Mutual Fund Dealers Association of Canada
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