MONTREAL, March 21 /CNW/ - The Investment Dealers Association of Canada
(IDA) announced today that a hearing will be held before a Hearing Panel,
appointed pursuant to By-law 20, in respect of matters for which
Louis-Philippe Séguin may be disciplined. Mr. Séguin was, until his
resignation on December 30, 2005, a Registered Representative at Jones, Gable
& Company Limited, an IDA Member firm.
The hearing relates to allegations that Mr. Séguin violated By-law 19.5
by refusing to appear and give information before the persons conducting the
investigation on or about March 22, 2006.
Mr. Séguin is no longer an Approved Person with any Member of the IDA.
The hearing will commence at 10:00 a.m. on Wednesday April 18, 2007, at
1 Place Ville-Marie, Suite 2802, Montréal, Québec. The hearing is open to the
public except as may be required for the protection of confidential matters.
Copies of the decision of the Hearing Panel will be made available.
The Investment Dealers Association of Canada (IDA) is the national
self-regulatory organization of the securities industry. The IDA's mission is
to protect investors, foster market integrity and enhance the efficiency and
competitiveness of the Canadian capital markets. The IDA enforces rules and
regulations regarding the sales, business and financial practices of its
Member firms and their approved persons. Investigating complaints and
disciplining Members and approved persons is part of the IDA's regulatory
For further information:
For further information: Carmen Crépin, Vice-President, Québec, (514)
878-2854 or email@example.com; Jeffrey Kehoe, Director, Enforcement Litigation,
(416) 943-6996 or firstname.lastname@example.org